DFX Intelligence

A••• B•••• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

A••• B•••• A•••••••

Advisor at C•••••• F•••••••• A•••••••

PROVIDENCE, UT

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Search this name across graphsid dfx:ria:dc79dd8f-5614-886e-ee7b-0be04212a3ed

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 28, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• F•••••••• A•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• F•••••••• A•••••••	State registered	Apr 28, 2025	n/a	yes	PROVIDENCE, UT\|PROVIDENCE, UT	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	May 11, 2018	Jan 5, 2024	no	Logan, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	C•••••• F•••••••• A•••••••	Jan 5, 2024	Apr 28, 2025	479	Firm change after gap	Ibd to state RIA
E••••• J••••	A••••••••• F•••••••• S•••••••• L••	May 31, 2018	May 11, 2018

Relationships

Registered with (3)

→ C•••••• F•••••••• A•••••••Registered adviserregistration: current employment
Apr 28, 2025 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
May 11, 2018 to Jan 5, 2024factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Oct 28, 2008 to May 31, 2018factForm ADV

Dated events

Occurred
Jan 5, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dc79dd8f-5614-886e-ee7b-0be04212a3ed
First observed: Oct 28, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.