RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• B•••• A•••••••
- C•••••• F•••••••• A••••••• state registered currentsince Apr 28, 2025 · Providence, Ut
- A••••••••• F•••••••• S•••••••• L•• national BDMay 11, 2018 to Jan 5, 2024 · Logan, Ut
- E••••• J•••• national BDOct 28, 2008 to May 31, 2018 · Logan, Ut
- A••••••••• F•••••••• S•••••••• L•• to C•••••• F•••••••• A•••••••left Jan 5, 2024, registered Apr 28, 2025 (479 days) · Affiliated broker-dealer or bank to a state-registered adviser
- E••••• J•••• to A••••••••• F•••••••• S•••••••• L••left May 31, 2018, registered May 11, 2018 (-20 days) · Affiliated broker-dealer or bank to another
- A••• B•••• A••••••• left A••••••••• F•••••••• S•••••••• L•• for C•••••• F•••••••• A••••••• (registered 2025-04-28)Jan 5, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address