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RIA / WealthAdvisor23 years in industry

YUJI KOGA

Advisor at KCM

LEXINGTON, MA

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Search this name across graphsid dfx:ria:dca769cf-ef99-667a-2f96-3d06e397d5e7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 30, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KCM
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 25, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65
First exam: Jul 25, 2003
First registration: Jul 30, 2003
Dual registered: no
Other names: Yuji KOGA
IAPD individual key: 4375705

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Kcm	State registered	Feb 27, 2025	n/a	yes	LEXINGTON, MA	Current employment
REYNDERS, MCVEIGH CAPITAL MANAGEMENT, LLC	Independent wealth	Feb 18, 2011	Dec 11, 2023	no	BOSTON, MA	Previous registration
MAUNA KEA CAPITAL GROUP, LLC	n/a	Feb 5, 2004	Dec 31, 2010	no	CAMBRIDGE, MA	Previous registration
THUNDERSTORM CAPITAL LLC	Former SEC adviser	Jul 30, 2003	Dec 11, 2007	no	NEWTON CENTRE, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
REYNDERS, MCVEIGH CAPITAL MANAGEMENT, LLC	Kcm	Dec 11, 2023	Feb 27, 2025	444	Firm change after gap	RIA to state RIA
MAUNA KEA CAPITAL GROUP, LLC	REYNDERS, MCVEIGH CAPITAL MANAGEMENT, LLC	Dec 31, 2010	Feb 18, 2011	49	Firm change	Other
THUNDERSTORM CAPITAL LLC	MAUNA KEA CAPITAL GROUP, LLC	Dec 11, 2007	Feb 5, 2004	-1,405	Firm change after gap	Other

Relationships

Registered with (4)

→ KCMRegistered adviserregistration: current employment
Feb 27, 2025 to presentfactForm ADV
→ REYNDERS, MCVEIGH CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 18, 2011 to Dec 11, 2023factForm ADV
→ MAUNA KEA CAPITAL GROUP, LLCRegistered adviserregistration: previous registration
Feb 5, 2004 to Dec 31, 2010factForm ADV
→ THUNDERSTORM CAPITAL LLCRegistered adviserregistration: previous registration
Jul 30, 2003 to Dec 11, 2007factForm ADV

Dated events

Occurred
Dec 11, 2023
Advisor changed firm
Yuji Koga left Reynders, Mcveigh Capital Management, Llc for Kcm (registered 2025-02-27)
Form ADVobserved 5 days ago