RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- K•• state registered currentsince Feb 27, 2025 · Lexington, Ma
- R•••••••• M•••••• C•••••• M••••••••• L•• independent RIAFeb 18, 2011 to Dec 11, 2023 · Boston, Ma
- M•••• K•• C•••••• G••••• L•• unclassifiedFeb 5, 2004 to Dec 31, 2010 · Cambridge, Ma
- T••••••••• C•••••• L•• formerJul 30, 2003 to Dec 11, 2007 · Newton Centre, Ma
- R•••••••• M•••••• C•••••• M••••••••• L•• to K••left Dec 11, 2023, registered Feb 27, 2025 (444 days) · RIA to a state-registered adviser
- M•••• K•• C•••••• G••••• L•• to R•••••••• M•••••• C•••••• M••••••••• L••left Dec 31, 2010, registered Feb 18, 2011 (49 days) · Other
- T••••••••• C•••••• L•• to M•••• K•• C•••••• G••••• L••left Dec 11, 2007, registered Feb 5, 2004 (-1405 days) · Other
- Y••• K••• left R•••••••• M•••••• C•••••• M••••••••• L•• for Kcm (registered 2025-02-27)Dec 11, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address