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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant28 years in industry

TODD STEPHEN SMITH

Advisor at LIFEWORKS ADVISORS, LLC

Colorado Springs, CO | GRAND RAPIDS, MI

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 12, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LIFEWORKS ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 5, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S63|S65
First exam: Nov 5, 1997
First registration: Dec 12, 2003
Dual registered: no
Other names: TODD S SMITH|TODD STEPHEN SMITH
IAPD individual key: 2942236

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LIFEWORKS ADVISORS, LLC	Independent wealth	Jun 18, 2024	n/a	yes	Colorado Springs, CO\|GRAND RAPIDS, MI	Current employment
LEVEL 5 FINANCIAL, LLC	n/a	May 4, 2016	Sep 4, 2024	no	COLORADO SPRINGS, CO	Previous registration
ADVISERS INVESTMENT MANAGEMENT, INC.	Former SEC adviser	Apr 27, 2010	Jul 18, 2017	no	WOODLAND PARK, CO\|COLORADO SPRINGS, CO\|MONTROSE, CO\|Colorado Springs, CO\|Colorado Springs, CO\|Castle Rock, CO\|COLORADO SPRINGS, CO	Previous registration
VANGUARD ADVISERS, INC.	Bd affiliated wealth	Dec 12, 2003	Feb 17, 2005	no	VALLEY FORGE, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LEVEL 5 FINANCIAL, LLC	LIFEWORKS ADVISORS, LLC	Sep 4, 2024	Jun 18, 2024	-78	Firm change after gap	Other
ADVISERS INVESTMENT MANAGEMENT, INC.	LEVEL 5 FINANCIAL, LLC	Jul 18, 2017	May 4, 2016	-440	Firm change after gap	Other
VANGUARD ADVISERS, INC.	ADVISERS INVESTMENT MANAGEMENT, INC.	Feb 17, 2005	Apr 27, 2010	1,895	Firm change after gap	Other

Relationships

Registered with (4)

→ LIFEWORKS ADVISORS, LLCRegistered adviserregistration: current employment
Jun 18, 2024 to presentfactForm ADV
→ LEVEL 5 FINANCIAL, LLCRegistered adviserregistration: previous registration
May 4, 2016 to Sep 4, 2024factForm ADV
→ ADVISERS INVESTMENT MANAGEMENT, INC.Registered adviserregistration: previous registration
Apr 27, 2010 to Jul 18, 2017factForm ADV
→ VANGUARD ADVISERS, INC.Registered adviserregistration: previous registration
Dec 12, 2003 to Feb 17, 2005factForm ADV

Dated events

Occurred
Sep 4, 2024
Advisor changed firm
Todd Stephen Smith left Level 5 Financial, Llc for Lifeworks Advisors, Llc (registered 2024-06-18)
Form ADVobserved 4 days ago