RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••• S•••••• S••••
- L•••••••• A•••••••• L•• independent RIA currentsince Jun 18, 2024 · Colorado Springs, Co
- L•••• 5• F••••••••• L•• unclassifiedMay 4, 2016 to Sep 4, 2024 · Colorado Springs, Co
- A••••••• I••••••••• M••••••••• I••• formerApr 27, 2010 to Jul 18, 2017 · Woodland Park, Co
- V••••••• A•••••••• I••• BD affiliatedDec 12, 2003 to Feb 17, 2005 · Valley Forge, Pa
- L•••• 5• F••••••••• L•• to L•••••••• A•••••••• L••left Sep 4, 2024, registered Jun 18, 2024 (-78 days) · Other
- A••••••• I••••••••• M••••••••• I••• to L•••• 5• F••••••••• L••left Jul 18, 2017, registered May 4, 2016 (-440 days) · Other
- V••••••• A•••••••• I••• to A••••••• I••••••••• M••••••••• I•••left Feb 17, 2005, registered Apr 27, 2010 (1895 days) · Other
- T••• S•••••• S•••• left L•••• 5• F••••••••• L•• for L•••••••• A•••••••• L•• (registered 2024-06-18)Sep 4, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address