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M••••••• D••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

M••••••• D••• F•••••

Advisor at G••••• W••••• M••••••••• I•••

Midvale, UT

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Search this name across graphsid dfx:ria:dce7a1e9-272e-02c5-2b3e-215566a62224

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: May 26, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• W••••• M••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 19, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• W••••• M••••••••• I•••	Bd affiliated wealth	Aug 6, 2013	n/a	yes	Midvale, UT	Current employment
E•••••••• A•••••••• L••	National bd RIA	Apr 16, 2013	Aug 2, 2013	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• A•••••••• L••	G••••• W••••• M••••••••• I•••	Aug 2, 2013	Aug 6, 2013	4	Firm change	Other
L••••• W••••• M•••••••••	E•••••••• A•••••••• L••	Mar 25, 2013

Relationships

Registered with (5)

→ G••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Jan 12, 2006 to Apr 30, 2010factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Apr 16, 2013 to Aug 2, 2013factForm ADV
→ L••••• W••••• M•••••••••Registered adviserregistration: previous registration
Jun 18, 2012 to Mar 25, 2013factForm ADV
→ K••• C•••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dce7a1e9-272e-02c5-2b3e-215566a62224
First observed: May 26, 2005
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.