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J•••• R•• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

J•••• R•• W••••••

Advisor at N••••• A•••• M••••••••• L••

CHICAGO, IL

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Search this name across graphsid dfx:ria:dcec79b6-9da3-4286-50b7-ab1a1180dbc2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 22, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••• A•••• M••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 2, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
N••••• A•••• M••••••••• L••	Mixed wealth	Dec 18, 2025	n/a	yes	CHICAGO, IL	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Dec 7, 2007	Jan 19, 2010	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	N••••• A•••• M••••••••• L••	Jan 19, 2010	Dec 18, 2025	5,812	Firm change after gap	Wirehouse to RIA
L••••••••• D•••••• G••••• A•••••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Jul 1, 2005

Relationships

Registered with (4)

→ N••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Dec 18, 2025 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Dec 7, 2007 to Jan 19, 2010factForm ADV
→ L••••••••• D•••••• G••••• A•••••••Registered adviserregistration: previous registration
Nov 1, 2002 to Jul 1, 2005factForm ADV
→ B•• M••••• S••••••••• C•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dcec79b6-9da3-4286-50b7-ab1a1180dbc2
First observed: Aug 22, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.