DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

BRIAN PAUL LONGLEY

Advisor at UBS FINANCIAL SERVICES INC.

Florham Park, NJ | WEEHAWKEN, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dd03426c-21ce-15e4-4ccf-3447ddadd545

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 13, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UBS FINANCIAL SERVICES INC.
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 2, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Oct 2, 2001
First registration: Feb 13, 2004
Dual registered: yes, broker-dealer
Other names: BRIAN LONGLEY
IAPD individual key: 4118125

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UBS FINANCIAL SERVICES INC.	Wirehouse	Aug 16, 2010	n/a	yes	WEEHAWKEN, NJ\|Florham Park, NJ	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 11, 2010	Sep 27, 2010	no	FRANKLIN LAKES, NJ	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Feb 27, 2007	Oct 9, 2009	no	SHORT HILLS, NJ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 13, 2004	Feb 20, 2007	no	FLORHAM PARK, NJ\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	UBS FINANCIAL SERVICES INC.	Sep 27, 2010	Aug 16, 2010	-42	Firm change after gap	Other
WELLS FARGO ADVISORS	LPL FINANCIAL LLC	Oct 9, 2009	Jan 11, 2010	94	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WELLS FARGO ADVISORS	Feb 20, 2007	Feb 27, 2007	7	Firm change	Wirehouse to wirehouse

Relationships

Registered with (4)

→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: current employment
Aug 16, 2010 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jan 11, 2010 to Sep 27, 2010factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Feb 27, 2007 to Oct 9, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Feb 13, 2004 to Feb 20, 2007factForm ADV

Dated events

No dated event names this entity yet.