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Registered advisor
B•••• P••• L••••••
Feed of 09/15/2026
Also filed as B•••• L••••••
At current firm
16 y
since Aug 16, 2010
In the industry
24 y
since Oct 2, 2001 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Aug 16, 2010 · Weehawken, Nj
- L•• F•••••••• L•• BD affiliatedJan 11, 2010 to Sep 27, 2010 · Franklin Lakes, Nj
- W•••• F•••• A••••••• wirehouseFeb 27, 2007 to Oct 9, 2009 · Short Hills, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 13, 2004 to Feb 20, 2007 · Florham Park, Nj
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to U•• F•••••••• S••••••• I•••left Sep 27, 2010, registered Aug 16, 2010 (-42 days) · Other
- W•••• F•••• A••••••• to L•• F•••••••• L••left Oct 9, 2009, registered Jan 11, 2010 (94 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Feb 20, 2007, registered Feb 27, 2007 (7 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address