DFX Intelligence

P••••• S•• H•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

P••••• S•• H•••••••

Advisor at S••••• A•••• M••••••••• L•••••

TROY, MI | Simpsonville, SC

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Search this name across graphsid dfx:ria:dd0671ad-3058-feba-5bbd-5ae8b9e20056

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Oct 27, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• A•••• M••••••••• L•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 22, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• A•••• M••••••••• L•••••	Independent wealth	Apr 30, 2024	n/a	yes	TROY, MI\|Simpsonville, SC	Current employment
S•• I••••••••• A•••••••• I•••	Former SEC adviser	Aug 10, 2021	Apr 24, 2024	no	SAN DIEGO, CA\|NEW YORK, NY\|TAYLORS, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• I••••••••• A•••••••• I•••	S••••• A•••• M••••••••• L•••••	Apr 24, 2024	Apr 30, 2024	6	Firm change	Ibd to RIA
B•• P•••••••• I•••	S•• I••••••••• A•••••••• I•••	Aug 12, 2021	Aug 10, 2021

Relationships

Registered with (9)

→ S••••• A•••• M••••••••• L•••••Registered adviserregistration: current employment
Apr 30, 2024 to presentfactForm ADV
→ S•• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 10, 2021 to Apr 24, 2024factForm ADV
→ B•• P•••••••• I•••Registered adviserregistration: previous registration
Jan 12, 2017 to Aug 12, 2021factForm ADV
→ M••••• S••••••

Dated events

Occurred
Apr 24, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dd0671ad-3058-feba-5bbd-5ae8b9e20056
First observed: Oct 27, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.