DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Pamela Sue Harrison

Secure Asset Management, L.L.C.independent RIATroy, Mi IA-onlyIAPD 4776887

Feed of 09/15/2026

Also filed as Pamela S Harrison

At current firm

2 y

since Apr 30, 2024

In the industry

21 y

since Oct 22, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Secure Asset Management, L.L.C. independent RIA current
since Apr 30, 2024 · Troy, Mi
Scf Investment Advisors, Inc. former
Aug 10, 2021 to Apr 24, 2024 · San Diego, Ca
Bfc Planning, Inc. BD affiliated
Jan 12, 2017 to Aug 12, 2021 · New York, Ny
Morgan Stanley wirehouse
Apr 21, 2014 to Feb 9, 2017 · New York, Ny
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Nov 29, 2011 to Apr 15, 2014 · Spartanburg, Sc
Eagle Strategies LLC BD affiliated
Aug 1, 2011 to Nov 23, 2011 · Greenville, Sc
Pruco Securities, LLC no RAUM
Oct 16, 2009 to Nov 12, 2010 · Columbia, Sc
Harrison Financial unclassified
Feb 2, 2007 to Dec 31, 2008 · Greenville, Sc
Cantella & Co., Inc. former
Oct 27, 2004 to Jan 31, 2007 · Greenville, Sc

Moves

a registration end followed by a registration begin elsewhere

Scf Investment Advisors, Inc. to Secure Asset Management, L.L.C.
left Apr 24, 2024, registered Apr 30, 2024 (6 days) · Affiliated broker-dealer or bank to independent RIA
Bfc Planning, Inc. to Scf Investment Advisors, Inc.
left Aug 12, 2021, registered Aug 10, 2021 (-2 days) · Affiliated broker-dealer or bank to another
Morgan Stanley to Bfc Planning, Inc.
left Feb 9, 2017, registered Jan 12, 2017 (-28 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Morgan Stanley
left Apr 15, 2014, registered Apr 21, 2014 (6 days) · Wirehouse to wirehouse
Eagle Strategies LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Nov 23, 2011, registered Nov 29, 2011 (6 days) · Other
Pruco Securities, LLC to Eagle Strategies LLC
left Nov 12, 2010, registered Aug 1, 2011 (262 days) · Other
Harrison Financial to Pruco Securities, LLC
left Dec 31, 2008, registered Oct 16, 2009 (289 days) · Other
Cantella & Co., Inc. to Harrison Financial
left Jan 31, 2007, registered Feb 2, 2007 (2 days) · Other

Signals

Pamela Sue Harrison left Scf Investment Advisors, Inc. for Secure Asset Management, L.L.C. (registered 2024-04-30)
Apr 24, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address