DFX Intelligence

A•••••• F• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

A•••••• F• C••••••

Advisor at C••••• I••••••••• A••••••• L••

BROADVIEW HEIGHTS, OH | BROADVIEW HTS., OH

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Search this name across graphsid dfx:ria:dd222f26-dee8-8dac-3eac-3c9e50d3fe99

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Sep 27, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 24, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jun 29, 2023	n/a	yes	BROADVIEW HEIGHTS, OH	Current employment
F•••••••• M••••••••• S••••••••• I•••	Independent wealth	May 14, 2021	n/a	yes	BROADVIEW HTS., OH	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	F•••••••• M••••••••• S••••••••• I•••	Nov 18, 2019	Dec 3, 2019	15	Firm change	Ibd to RIA
L•• F•••••••• L••	C••••• I••••••••• A••••••• L••	Feb 12, 2014	Feb 11, 2014

Relationships

Registered with (5)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Feb 11, 2014 to Nov 18, 2019factForm ADV
→ F•••••••• M••••••••• S••••••••• I•••Registered adviserregistration: previous registration
Dec 3, 2019 to Oct 1, 2020factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Oct 15, 2013 to Feb 12, 2014factForm ADV
→ C••••• I••••••••• S••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dd222f26-dee8-8dac-3eac-3c9e50d3fe99
First observed: Sep 27, 2010
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.