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RIA / WealthAdvisor21 years in industry

THOMAS DENNIS KEHOE

Advisor at CX INSTITUTIONAL, LLC

AUBURN, IN | Portage, MI

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Search this name across graphsid dfx:ria:dd430a03-c069-9105-0515-593adaac66ea

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 3, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CX INSTITUTIONAL, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Oct 1, 2004
First registration: Oct 3, 2006
Dual registered: no
Other names: DENNIS EUGENE YOUNG|THOMAS DENNIS KEHOE|THOMAS DENNIS KEHOE|T DENNIS KEHOE
IAPD individual key: 4823868

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CX INSTITUTIONAL, LLC	Independent wealth	Mar 30, 2018	n/a	yes	Portage, MI\|AUBURN, IN	Current employment
OAK POINT WEALTH MANAGEMENT, LLC	Former SEC adviser	Jun 6, 2017	Aug 15, 2018	no	PORTAGE, MI	Previous registration
OAK POINT FINANCIAL GROUP	n/a	Nov 1, 2010	Sep 11, 2017	no	PORTAGE, MI	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 23, 2009	May 6, 2011	no	MARSHALL, MI\|PORTAGE, MI\|SAN DIEGO, CA\|PORTAGE, MI\|MARSHALL, MI\|OKEMOS, MI	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 3, 2006	Oct 27, 2009	no	PORTAGE, MI\|KALAMAZOO, MI\|PORTAGE, MI\|KALAMAZOO, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OAK POINT WEALTH MANAGEMENT, LLC	CX INSTITUTIONAL, LLC	Aug 15, 2018	Mar 30, 2018	-138	Firm change after gap	RIA to RIA
OAK POINT FINANCIAL GROUP	OAK POINT WEALTH MANAGEMENT, LLC	Sep 11, 2017	Jun 6, 2017	-97	Firm change after gap	Other
LPL FINANCIAL LLC	OAK POINT FINANCIAL GROUP	May 6, 2011	Nov 1, 2010	-186	Firm change after gap	Other
AMERIPRISE FINANCIAL SERVICES, LLC	LPL FINANCIAL LLC	Oct 27, 2009	Oct 23, 2009	-4	Firm change	Other

Relationships

Registered with (5)

→ CX INSTITUTIONAL, LLCRegistered adviserregistration: current employment
Mar 30, 2018 to presentfactForm ADV
→ OAK POINT WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 6, 2017 to Aug 15, 2018factForm ADV
→ OAK POINT FINANCIAL GROUPRegistered adviserregistration: previous registration
Nov 1, 2010 to Sep 11, 2017factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 23, 2009 to May 6, 2011factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Oct 3, 2006 to Oct 27, 2009factForm ADV

Dated events

No dated event names this entity yet.