DFX Intelligence

P•••••• M•••••• M•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)43 years in industry

P•••••• M•••••• M•••••••••

Advisor at A••• A••••••• P•••••••

NEW YORK, NY | Houston, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dd6eac54-61ab-b572-66c5-ad87d1851100

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 1
Observed: Aug 16, 1990 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

P•••••• M•••••• M•••••••••

Venture principal · key crd individual

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••• A••••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 10, 1982earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••• A••••••• P•••••••	Bd affiliated wealth	Aug 7, 2026	n/a	yes	NEW YORK, NY\|Houston, TX	Current employment
U••• C•••••• W••••• A•••••••• L••	Bd affiliated wealth	Jun 30, 2021	Aug 21, 2026	no	HOUSTON, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••• C•••••• W••••• A•••••••• L••	A••• A••••••• P•••••••	Aug 21, 2026	Aug 7, 2026	-14	Firm change	Ibd to ibd
U••• A•••• M••••••••• L••	U••• C•••••• W••••• A•••••••• L••	Aug 24, 2021	Jun 30, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
288199:133535:TX:2026-08-21	Aug 21, 2026	Aug 7, 2026	HOUSTON, TX	Firm change
137045:288199:TX:2021-08-24	Aug 24, 2021	Jun 30, 2021	HOUSTON, TX	Firm change after gap
152170:137045:TX:2021-06-30	Jun 30, 2021	May 26, 2016	HOUSTON, TX	Firm change after gap

Relationships

Registered with (5)

→ A••• A••••••• P•••••••Registered adviserregistration: current employment
Aug 7, 2026 to presentfactForm ADV
→ U••• C•••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 30, 2021 to Aug 21, 2026factForm ADV
→ U••• A•••• M••••••••• L••Registered adviserregistration: previous registration
May 26, 2016 to Aug 24, 2021factForm ADV
→ U••• R•• L••

Dated events

Occurred
Aug 21, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dd6eac54-61ab-b572-66c5-ad87d1851100
First observed: Aug 16, 1990
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.