DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Patrick Michael Mendenhall
Feed of 09/15/2026
At current firm
0 y
since Aug 7, 2026
In the industry
43 y
since Nov 10, 1982 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Arax Advisory Partners BD affiliated currentsince Aug 7, 2026 · New York, Ny
- U.S. Capital Wealth Advisors, LLC BD affiliatedJun 30, 2021 to Aug 21, 2026 · Houston, Tx
- Usca Asset Management LLC asset managerMay 26, 2016 to Aug 24, 2021 · Houston, Tx
- Usca Ria LLC formerJan 6, 2010 to Jun 30, 2021 · Houston, Tx
- UBS Financial Services Inc. wirehouseAug 16, 1990 to Aug 17, 2009 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- U.S. Capital Wealth Advisors, LLC to Arax Advisory Partnersleft Aug 21, 2026, registered Aug 7, 2026 (-14 days) · Affiliated broker-dealer or bank to another · moved with a team
- Usca Asset Management LLC to U.S. Capital Wealth Advisors, LLCleft Aug 24, 2021, registered Jun 30, 2021 (-55 days) · Other · moved with a team
- Usca Ria LLC to Usca Asset Management LLCleft Jun 30, 2021, registered May 26, 2016 (-1861 days) · Other · moved with a team
- UBS Financial Services Inc. to Usca Ria LLCleft Aug 17, 2009, registered Jan 6, 2010 (142 days) · Other
Signals
- Patrick Michael Mendenhall left U.S. Capital Wealth Advisors, Llc for Arax Advisory Partners (registered 2026-08-07)Aug 21, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address