DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Black Point Wealth Management
Legal name Black Point Wealth Management, LLC
Latest filing Feb 20, 2025
First filing on the tape Feb 15, 2024 · 6 filings
SEC status approved since Mar 15, 2024
RAUM
$185M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
88%
$163M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$185M as of Feb 20, 2025
Jan 29, 2025$188M then
HNW client RAUM$100M as of Feb 20, 2025
Jan 29, 2025$106M then
State-registered IARs (5.B.3)2 as of Feb 20, 2025
Jan 29, 20252 then
Employees (5.A)4 as of Feb 20, 2025
Jan 29, 20254 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Feb 20, 2025; every figure names its basis
- RAUM per advisor
- $92.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 150derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.5MderivedHNW RAUM over HNW clients
- Average account
- $594,080derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $28.0M, 9 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$100M54%
- Individuals$62.5M34%
- Corporations and businesses$19.3M10%
- Charitable organizations$2.8M1.5%
- Individual clients
- 232reported
- HNW clients
- 68reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 311reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $28.0M for 9 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
2 left, 0 joined in 12 months
net -2 in 12 months0 left in 90 days0 joined in 90 days2 left over 36 months
Left, latest
- Daniel Richard Beaudette to Transcend Capital Advisors, LLCOct 24, 2025 · RIA to RIA
- Jonathan Holden Harris to Transcend Capital Advisors, LLCOct 24, 2025 · RIA to RIA
Joined, latest
- Daniel Richard Beaudette from Commonwealth Financial NetworkApr 10, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
- Jonathan Holden Harris from Commonwealth Financial NetworkApr 10, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Transcend Capital Advisors, LLCOct 24, 2025 · East Providence, Ri
- 2 joined from Commonwealth Financial NetworkMay 1, 2024 · Naples, Fl
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Holden Jonathan Harris · Sole LLC Member, Managing Member, Ccocontrolsince 11/2023 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| East Providence, Ri | 0 | 0 | 2 | 1 |
Offices
Schedule D 1.F, the 25 largest
- East Providence, RI2 employees
- Middletown, RI2 employees
What changed
consecutive filings, newest first
- Accounts · 225 to 311Jan 29, 2025 to Feb 20, 2025
- HNW clients · 37 to 68Jan 29, 2025 to Feb 20, 2025
- Individual clients · 176 to 232Jan 29, 2025 to Feb 20, 2025
- Assets in custody · $41.0M to $28.0MJan 29, 2025 to Feb 20, 2025
- Discretionary RAUM · $188M to $185MJan 29, 2025 to Feb 20, 2025
- HNW RAUM · $106M to $100MJan 29, 2025 to Feb 20, 2025
- Individual RAUM · $60.3M to $62.5MJan 29, 2025 to Feb 20, 2025
- RAUM · $188M to $185MJan 29, 2025 to Feb 20, 2025
- Insurance-licensed employees · 0 to 2Jun 13, 2024 to Jan 29, 2025
- HQ city · NAPLES to Jun 13, 2024 to Jan 29, 2025
- HQ state · FL to Jun 13, 2024 to Jan 29, 2025
- Other offices · 2 to 1Jun 13, 2024 to Jan 29, 2025
- Related adviser · false to trueJun 13, 2024 to Jan 29, 2025
- Accounts · unset to 225.0Feb 20, 2024 to May 16, 2024
- Corporate clients · unset to 10.0Feb 20, 2024 to May 16, 2024
- HNW clients · unset to 37.0Feb 20, 2024 to May 16, 2024
- Individual clients · unset to 176.0Feb 20, 2024 to May 16, 2024
- Assets in custody · unset to 40983958.0Feb 20, 2024 to May 16, 2024
- Custody of client assets · false to trueFeb 20, 2024 to May 16, 2024
- Discretionary RAUM · unset to 187519273.0Feb 20, 2024 to May 16, 2024
- HNW RAUM · unset to 105594099.0Feb 20, 2024 to May 16, 2024
- Individual RAUM · unset to 60293652.0Feb 20, 2024 to May 16, 2024
- Non-discretionary RAUM · unset to 0.0Feb 20, 2024 to May 16, 2024
- RAUM · unset to 187519273.0Feb 20, 2024 to May 16, 2024
Signals
6 dated events
- Black Point Wealth Management no longer on the SEC adviser roster (last listed 2025-09-02, RAUM $184.8M)Dec 20, 2025 · Left the SEC roster · derived
- Daniel Richard Beaudette left Black Point Wealth Management for Transcend Capital Advisors, Llc (registered 2025-01-29)Oct 24, 2025 · Advisor changed firm · fact
- Jonathan Holden Harris left Black Point Wealth Management for Transcend Capital Advisors, Llc (registered 2025-01-29)Oct 24, 2025 · Advisor changed firm · fact
- 2 advisors left Black Point Wealth Management (East Providence, RI) for Transcend Capital Advisors, LLC on the same dayOct 24, 2025 · Team lift-out · derived
- 2 advisors left Commonwealth Financial Network (Naples, FL) for Black Point Wealth Management on the same dayMay 1, 2024 · Team lift-out · derived
- Black Point Wealth Management filed its initial SEC registration (Form ADV)Feb 15, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026