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H•••••• L•• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

H•••••• L•• P•••••

Advisor at R•••••• J•••• • A••••••••• I•••

ST. PETERSBURG, FL

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Search this name across graphsid dfx:ria:ddb14068-8ddc-eb73-1e70-31274581f09a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 5, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• • A••••••••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 9, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• • A••••••••• I•••	National bd RIA	Dec 10, 2020	n/a	yes	ST. PETERSBURG, FL	Current employment
R•••••• J•••• • A••••••••• I•••	National bd RIA	Jan 23, 2020	Oct 8, 2020	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S•••• M••••• F•••••••• • E••••• P••••••• S•••••••• L••	R•••••• J•••• • A••••••••• I•••	Sep 27, 2019	Jan 23, 2020	118	Firm change	RIA to ibd
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	S•••• M••••• F•••••••• • E••••• P••••••• S•••••••• L••	Apr 17, 2019

Relationships

Registered with (3)

→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Jan 23, 2020 to Oct 8, 2020factForm ADV
→ S•••• M••••• F•••••••• • E••••• P••••••• S•••••••• L••Registered adviserregistration: previous registration
May 17, 2019 to Sep 27, 2019factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jan 5, 2017 to Apr 17, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ddb14068-8ddc-eb73-1e70-31274581f09a
First observed: Jan 5, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.