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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

CITY OF LONDON INVESTMENT MANAGEMENT COMPANY LIMITED

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, CRD 110986

LONDON

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Search this name across graphsid dfx:ria:e2a322dd-8be9-c094-383c-8d7e4ab92fe0

Data as of Jun 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 43
Dated events: 13
On other graphs: 0
Observed: Mar 30, 2012 to Jun 18, 2026
47 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.61 institutional_share=0.33 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $6.8BItem 5.F on the latest filing (2026-06-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $6.8B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 74
Advisory employees: 26
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 43
Individual clients: 0
High net worth clients: 0
Private funds: 16Schedule D 7.B(1)
SEC number: 801-46266
CIK: 1034546
CRD: 110986
Filings on the tape: 47
First filed: Mar 30, 2012
Latest filed: Jun 18, 2026
Organised: Corporation
Website: citlon.co.uk

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31; showing 25 of 34

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
CA ALL WORLD EX US EQUITY CEF FUND	Other Private Fund	$494M	Nov 30, 2024	36	Sep 25, 2020	reported	021-348083
CA INTERNATIONAL EQUITY CEF FUND	Other Private Fund	$439M	Nov 30, 2024	34	Sep 28, 2017	reported	021-292906
EMERGING MARKETS COUNTRY FUND	Other Private Fund	$371M	Nov 30, 2024	19	Mar 30, 2012	reported	021-94235
THE EMERGING (FREE) MARKETS COUNTRY FUND	Other Private Fund	$347M	Nov 30, 2024	13	Mar 30, 2012	reported	021-133687
INTERNATIONAL EQUITY CEF FUND	Other Private Fund	$346M	Nov 30, 2024	16	Mar 30, 2012	reported	021-211953
THE EMERGING (BMI) MARKETS COUNTRY FUND	Other Private Fund	$301M	Nov 30, 2024	2	Mar 30, 2012	reported	021-135025
GLOBAL EMERGING MARKETS FUND	Other Private Fund	$245M	Nov 30, 2024	3	May 7, 2014	reported	021-209977
ALL WORLD EX US EQUITY CEF FUND	Other Private Fund	$244M	Nov 30, 2024	6	Sep 28, 2021	reported	021-395960
EMERGING MARKETS FREE FUND	Other Private Fund	$196M	Nov 30, 2024	14	May 7, 2014	reported	021-207936
HA INTERNATIONAL EQUITY CEF FUND	Other Private Fund	$178M	Nov 30, 2024	3	Sep 25, 2020	reported	021-377215
EMERGING MARKETS GLOBAL FUND	Other Private Fund	$138M	Nov 30, 2024	20	May 7, 2014	reported	021-207938
EMERGING MARKETS INVESTABLE FUND	Other Private Fund	$137M	Nov 30, 2024	15	May 7, 2014	reported	021-207937
THE BRAZIL VALUE AND GROWTH FUND	Other Private Fund	$105M	Apr 18, 2013	27	Mar 30, 2012	dropped	021-137185
EM SPECIAL SITUATIONS CEF FOCUSED FUND	Other Private Fund	$67.6M	Nov 30, 2024	6	Sep 28, 2018	reported	021-305716
OPPORTUNISTIC VALUE FUND	Other Private Fund	$48.8M	Nov 30, 2024	6	Sep 28, 2017	reported	021-294773
ASIA VALUE AND GROWTH FUND	Other Private Fund	$47.8M	Apr 18, 2013	23	Mar 30, 2012	dropped	n/a
EMERGING ASIA SMALL CAP FUND	Other Private Fund	$40.4M	Feb 7, 2014	16	Apr 24, 2013	dropped	n/a
THE FRONTIER EMERGING MARKETS FUND	Other Private Fund	$36.3M	Nov 30, 2024	13	Mar 30, 2012	reported	021-190154
THE EMERGING MARKETS SMALL CAP FUND	Other Private Fund	$31.8M	May 15, 2015	19	Apr 24, 2013	dropped	n/a
THE EM PLUS CEF FUND	Other Private Fund	$19.6M	Nov 30, 2024	2	Mar 30, 2012	reported	021-132790
THE MEXICO VALUE AND GROWTH	Other Private Fund	$15.9M	Apr 18, 2013	3	Mar 30, 2012	dropped	021-54717
THE CHILE VALUE AND GROWTH FUND	Other Private Fund	$13.8M	Apr 18, 2013	11	Mar 30, 2012	dropped	n/a
INVESTABLE EMERGING MARKETS COUNTRY FUND	Other Private Fund	$13.6M	Sep 28, 2023	2	Mar 30, 2012	dropped	021-133677
THE NATURAL RESOURCE FUND	Other Private Fund	$13.1M	Apr 14, 2016	18	Mar 30, 2012	dropped	021-64719
EMERGING MARKETS REIT FUND	Other Private Fund	$11.9M	Mar 29, 2024	4	Apr 3, 2019	reported	021-330727

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Agrawal, Deepranjan	DIRECTOR AND CFO	Na	yes	07/2021	Sep 28, 2021	Nov 30, 2024
CITY OF LONDON INVESTMENT GROUP PLC	PARENT COMPANY	E	yes	06/1997	Mar 30, 2012	Nov 30, 2024
GRIFFITH, THOMAS, WAYNE	CEO & DIRECTOR	Na	yes	03/2019	Mar 30, 2012	Nov 30, 2024
YUSTE, CARLOS, MANUEL	DIRECTOR AND HEAD OF BUSINESS DEVELOPMENT	Na	yes	11/2019	Mar 30, 2012	Nov 30, 2024
INVERSO, ANTHONY, FRANCIS	CHIEF OPERATIONS OFFICER	Na	no	05/2019	Jan 26, 2023	Nov 30, 2024
MAGEE, NIALL, RICHARD MOY	UK HEAD OF COMPLIANCE	Na	no	05/2023	Sep 28, 2023	Nov 30, 2024
REAGAN, CATRINA, JOELLE	US CHIEF COMPLIANCE OFFICER	Na	no	01/2023	Jan 26, 2023	Nov 30, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
KARPUS MANAGEMENT INC	n/a	Independent wealth	$4.0B	N	yes	n/a
CITY OF LONDON INVESTMENT MANAGEMENT (SINGAPORE) PTE. LTD	n/a	n/a	n/a	Y	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
WEST CHESTER	Pa	United States	6	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 14 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 16, 2026	$6.8B	$6.8B	74	26	1	16	n/a
2024	Jan 30, 2025	$6.3B	$6.3B	74	26	1	18	n/a
2023	Sep 28, 2023	$5.9B	$5.9B	77	28	1	22	$3.6B
2022	Sep 27, 2022	$5.9B	$5.9B	69	25	1	22	$3.9B
2021	Sep 28, 2021	$7.6B	$7.6B	73	25	2	22	$4.9B
2020	Sep 25, 2020	$5.6B	$5.6B	66	23	3	21	$3.5B
2019	Sep 24, 2019	$5.5B	$5.5B	73	27	4	19	$3.2B
2018	Sep 28, 2018	$5.2B	$5.2B	76	27	4	17	$2.9B
2017	Sep 28, 2017	$4.8B	$4.8B	71	28	n/a	17	$2.5B
2016	Sep 28, 2016	$4.0B	$4.0B	71	29	n/a	14	$2.2B
2015	Sep 30, 2015	$3.6B	$3.5B	71	25	n/a	15	$2.2B
2014	Sep 29, 2014	$4.2B	$4.2B	68	25	n/a	16	$2.8B
2013	Aug 29, 2013	$3.3B	$3.3B	73	25	n/a	13	$2.4B
2012	Aug 30, 2012	$4.5B	$4.5B	n/a	n/a	n/a	17	$2.9B

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$6.8B	$6.3B	8.3%	$5.9B	5.3%	74	74	1	1

Relationships

Affiliated with (2)

← KARPUS INVESTMENT MANAGEMENTRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ KARPUS INVESTMENT MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV

Advises (34)

→ THE EMERGING (BMI) MARKETS COUNTRY FUNDPrivate fundOther Private Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ CA ALL WORLD EX US EQUITY CEF FUNDPrivate fundOther Private Fund, IA
Sep 25, 2020 to presentfactForm ADV
→ OPPORTUNISTIC VALUE FUNDPrivate fundOther Private Fund, IA
Sep 28, 2017 to presentfactForm ADV
→ THE EMERGING (FREE) MARKETS COUNTRY FUNDPrivate fundOther Private Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ GLOBAL EQUITY FUND OF CEFSPrivate fundOther Private Fund, IA
Sep 27, 2022 to presentfactForm ADV
→ EM SPECIAL SITUATIONS CEF FOCUSED FUNDPrivate fundOther Private Fund, IA
Sep 28, 2018 to presentfactForm ADV
→ CA INTERNATIONAL EQUITY CEF FUNDPrivate fundOther Private Fund, IA
Sep 28, 2017 to presentfactForm ADV
→ INTERNATIONAL EQUITY CEF FUNDPrivate fundOther Private Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ THE EM PLUS CEF FUNDPrivate fundOther Private Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ EMERGING MARKETS INVESTABLE FUNDPrivate fundOther Private Fund, IA
May 7, 2014 to presentfactForm ADV
→ EMERGING MARKETS FREE FUNDPrivate fundOther Private Fund, IA
May 7, 2014 to presentfactForm ADV
→ THE FRONTIER EMERGING MARKETS FUNDPrivate fundOther Private Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ ALL WORLD EX US EQUITY CEF FUNDPrivate fundOther Private Fund, IA
Sep 28, 2021 to presentfactForm ADV
→ CHINA "A" SHARE (CEF) FUNDPrivate fundOther Private Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ GLOBAL EMERGING MARKETS FUNDPrivate fundOther Private Fund, IA
May 7, 2014 to presentfactForm ADV
→ HA INTERNATIONAL EQUITY CEF FUNDPrivate fundOther Private Fund, IA
Sep 25, 2020 to presentfactForm ADV
→ EMERGING MARKETS COUNTRY FUNDPrivate fundOther Private Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ EMERGING MARKETS GLOBAL FUNDPrivate fundOther Private Fund, IA
May 7, 2014 to presentfactForm ADV
→ EMERGING MARKETS REIT FUNDPrivate fundOther Private Fund, IA
Apr 3, 2019 to presentfactForm ADV
→ INTERNATIONAL REIT FUNDPrivate fundOther Private Fund, IA
Apr 3, 2019 to presentfactForm ADV
→ THE BANGLADESH FUNDPrivate fundOther Private Fund, IA
Sep 28, 2017 to presentfactForm ADV
→ INVESTABLE EMERGING MARKETS COUNTRY FUNDPrivate fundOther Private Fund, IA, no longer reported
Mar 30, 2012 to Sep 28, 2023factForm ADV
→ TACTICAL INCOME CEF FUNDPrivate fundOther Private Fund, IA, no longer reported
Aug 30, 2012 to Dec 7, 2021factForm ADV
→ CHINA EQUITY FUNDPrivate fundOther Private Fund, IA, no longer reported
Sep 29, 2014 to Jul 10, 2018factForm ADV
→ THE NATURAL RESOURCE FUNDPrivate fundOther Private Fund, IA, no longer reported
Mar 30, 2012 to Apr 14, 2016factForm ADV
→ THE EMERGING MARKETS SMALL CAP FUNDPrivate fundOther Private Fund, IA, no longer reported
Apr 24, 2013 to May 15, 2015factForm ADV
→ EMERGING ASIA SMALL CAP FUNDPrivate fundOther Private Fund, IA, no longer reported
Apr 24, 2013 to Feb 7, 2014factForm ADV
→ GLOBAL ABSOLUTE RETURN FUNDPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Aug 29, 2013factForm ADV
→ THE EMERGING MARKETS VALUE & GROWTH FUNDPrivate fundOther Private Fund, IA, no longer reported
Mar 30, 2012 to Apr 24, 2013factForm ADV
→ GFM EMERGING MARKETS COUNTRY FUNDPrivate fundOther Private Fund, IA, no longer reported
Mar 30, 2012 to Apr 24, 2013factForm ADV
and 4 more

Controls (4)

← GRIFFITH, THOMAS, WAYNEOwnerCEO & DIRECTOR, ownership code NA, individual
Mar 30, 2012 to Nov 30, 2024factForm ADV
← YUSTE, CARLOS, MANUELOwnerDIRECTOR AND HEAD OF BUSINESS DEVELOPMENT, ownership code NA, individual
Mar 30, 2012 to Nov 30, 2024factForm ADV
← Agrawal, DeepranjanOwnerDIRECTOR AND CFO, ownership code NA, individual
Sep 28, 2021 to Nov 30, 2024factForm ADV
← CITY OF LONDON INVESTMENT GROUP PLCOwnerPARENT COMPANY, ownership code E, foreign entity
Mar 30, 2012 to Nov 30, 2024factForm ADV

Owns (3)

← REAGAN, CATRINA, JOELLEOwnerUS CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 26, 2023 to Nov 30, 2024factForm ADV
← INVERSO, ANTHONY, FRANCISOwnerCHIEF OPERATIONS OFFICER, ownership code NA, individual
Jan 26, 2023 to Nov 30, 2024factForm ADV
← MAGEE, NIALL, RICHARD MOYOwnerUK HEAD OF COMPLIANCE, ownership code NA, individual
Sep 28, 2023 to Nov 30, 2024factForm ADV

Dated events

Occurred
Mar 29, 2024
Control person left
Dominic Mark Dwyer (Cio & Director) no longer on Schedule A of City Of London Investment Management Company Limited (listed 2023-12-12, absent 2024-03-29)
Form ADVobserved 4 days ago
Occurred
Sep 28, 2021
Regulatory AUM changed
City Of London Investment Management Company Limited reported RAUM $7.6B, up 36% from $5.6B (2020-10-21 to 2021-09-28)
Form ADVobserved 4 days ago
$2.0B
Occurred
Sep 28, 2021
Control person joined
Deepranjan Agrawal (Director) appeared on Schedule A of City Of London Investment Management Company Limited
Form ADVobserved 4 days ago
Occurred
Oct 21, 2020
Control person left
Alan Barry Aling (Non-Executive Director) no longer on Schedule A of City Of London Investment Management Company Limited (listed 2020-09-25, absent 2020-10-21)
Form ADVobserved 4 days ago
Occurred
Oct 21, 2020
Control person left
E Susannah Nicklin (Non-Executive Director) no longer on Schedule A of City Of London Investment Management Company Limited (listed 2020-09-25, absent 2020-10-21)
Form ADVobserved 4 days ago
Occurred
Oct 21, 2020
Control person left
Marie Jane Stabile (Non-Executive Director) no longer on Schedule A of City Of London Investment Management Company Limited (listed 2020-09-25, absent 2020-10-21)
Form ADVobserved 4 days ago
Occurred
Oct 21, 2020
Control person left
E Peter Roth (Non-Executive Director) no longer on Schedule A of City Of London Investment Management Company Limited (listed 2020-09-25, absent 2020-10-21)
Form ADVobserved 4 days ago
Occurred
Jan 16, 2020
Control person left
Martin Barry Olliff (Director) no longer on Schedule A of City Of London Investment Management Company Limited (listed 2019-09-24, absent 2020-01-16)
Form ADVobserved 4 days ago
Occurred
Jan 16, 2020
Control person left
Ann Tracy Rodrigues (Director) no longer on Schedule A of City Of London Investment Management Company Limited (listed 2019-09-24, absent 2020-01-16)
Form ADVobserved 4 days ago
Occurred
Jan 16, 2020
Control person joined
Manuel Carlos Yuste (Director) appeared on Schedule A of City Of London Investment Management Company Limited
Form ADVobserved 4 days ago
Occurred
Sep 24, 2019
Control person joined
E Peter Roth (Non-Executive Director) appeared on Schedule A of City Of London Investment Management Company Limited
Form ADVobserved 4 days ago
Occurred
Sep 24, 2019
Control person left
John Mark Driver (Non-Executive Director) no longer on Schedule A of City Of London Investment Management Company Limited (listed 2019-04-03, absent 2019-09-24)
Form ADVobserved 4 days ago
Occurred
Apr 3, 2019
Control person left
Michael David Cardale (Non-Executive Director) no longer on Schedule A of City Of London Investment Management Company Limited (listed 2018-09-28, absent 2019-04-03)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e2a322dd-8be9-c094-383c-8d7e4ab92fe0
First observed: Mar 30, 2012
Last observed: Jun 18, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CITY OF LONDON INVESTMENT MANAGEMENT COMPANY LIMITED

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, CRD 110986

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e2a322dd-8be9-c094-383c-8d7e4ab92fe0

Data as of Jun 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:36 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

CA ALL WORLD EX US EQUITY CEF FUND

Other Private Fund

$494M

Nov 30, 2024

Sep 25, 2020

reported

021-348083

CA INTERNATIONAL EQUITY CEF FUND

Other Private Fund

$439M

Nov 30, 2024

Sep 28, 2017

reported

021-292906

EMERGING MARKETS COUNTRY FUND

Other Private Fund

$371M

Nov 30, 2024

Mar 30, 2012

reported

021-94235

THE EMERGING (FREE) MARKETS COUNTRY FUND

Other Private Fund

$347M

Nov 30, 2024

Mar 30, 2012

reported

021-133687

INTERNATIONAL EQUITY CEF FUND

Other Private Fund

$346M

Nov 30, 2024

Mar 30, 2012

reported

021-211953

THE EMERGING (BMI) MARKETS COUNTRY FUND

Other Private Fund

$301M

Nov 30, 2024

Mar 30, 2012

reported

021-135025

GLOBAL EMERGING MARKETS FUND

Other Private Fund

$245M

Nov 30, 2024

May 7, 2014

reported

021-209977

ALL WORLD EX US EQUITY CEF FUND

Other Private Fund

$244M

Nov 30, 2024

Sep 28, 2021

reported

021-395960

EMERGING MARKETS FREE FUND

Other Private Fund

$196M

Nov 30, 2024

May 7, 2014

reported

021-207936

HA INTERNATIONAL EQUITY CEF FUND

Other Private Fund

$178M

Nov 30, 2024

Sep 25, 2020

reported

021-377215

EMERGING MARKETS GLOBAL FUND

Other Private Fund

$138M

Nov 30, 2024

May 7, 2014

reported

021-207938

EMERGING MARKETS INVESTABLE FUND

Other Private Fund

$137M

Nov 30, 2024

May 7, 2014

reported

021-207937

THE BRAZIL VALUE AND GROWTH FUND

Other Private Fund

$105M

Apr 18, 2013

Mar 30, 2012

dropped

021-137185

EM SPECIAL SITUATIONS CEF FOCUSED FUND

Other Private Fund

$67.6M

Nov 30, 2024

Sep 28, 2018

reported

021-305716

OPPORTUNISTIC VALUE FUND

Other Private Fund

$48.8M

Nov 30, 2024

Sep 28, 2017

reported

021-294773

ASIA VALUE AND GROWTH FUND

Other Private Fund

$47.8M

Apr 18, 2013

Mar 30, 2012

dropped

n/a

EMERGING ASIA SMALL CAP FUND

Other Private Fund

$40.4M

Feb 7, 2014

Apr 24, 2013

dropped

n/a

THE FRONTIER EMERGING MARKETS FUND

Other Private Fund

$36.3M

Nov 30, 2024

Mar 30, 2012

reported

021-190154

THE EMERGING MARKETS SMALL CAP FUND

Other Private Fund

$31.8M

May 15, 2015

Apr 24, 2013

dropped

n/a

THE EM PLUS CEF FUND

Other Private Fund

$19.6M

Nov 30, 2024

Mar 30, 2012

reported

021-132790

THE MEXICO VALUE AND GROWTH

Other Private Fund

$15.9M

Apr 18, 2013

Mar 30, 2012

dropped

021-54717

THE CHILE VALUE AND GROWTH FUND

Other Private Fund

$13.8M

Apr 18, 2013

Mar 30, 2012

dropped

n/a

INVESTABLE EMERGING MARKETS COUNTRY FUND

Other Private Fund

$13.6M

Sep 28, 2023

Mar 30, 2012

dropped

021-133677

THE NATURAL RESOURCE FUND

Other Private Fund

$13.1M

Apr 14, 2016

Mar 30, 2012

dropped

021-64719

EMERGING MARKETS REIT FUND

Other Private Fund

$11.9M

Mar 29, 2024

Apr 3, 2019

reported

021-330727

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Agrawal, Deepranjan

DIRECTOR AND CFO

yes

07/2021

Sep 28, 2021

Nov 30, 2024

CITY OF LONDON INVESTMENT GROUP PLC

PARENT COMPANY

yes

06/1997

Mar 30, 2012

Nov 30, 2024

GRIFFITH, THOMAS, WAYNE

CEO & DIRECTOR

yes

03/2019

Mar 30, 2012

Nov 30, 2024

YUSTE, CARLOS, MANUEL

DIRECTOR AND HEAD OF BUSINESS DEVELOPMENT

yes

11/2019

Mar 30, 2012

Nov 30, 2024

INVERSO, ANTHONY, FRANCIS

CHIEF OPERATIONS OFFICER

05/2019

Jan 26, 2023

Nov 30, 2024

MAGEE, NIALL, RICHARD MOY

UK HEAD OF COMPLIANCE

05/2023

Sep 28, 2023

Nov 30, 2024

REAGAN, CATRINA, JOELLE

US CHIEF COMPLIANCE OFFICER

01/2023

Jan 26, 2023

Nov 30, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

KARPUS MANAGEMENT INC

n/a

Independent wealth

$4.0B

yes

n/a

CITY OF LONDON INVESTMENT MANAGEMENT (SINGAPORE) PTE. LTD

n/a

City

State

Country

Employees

Also broker-dealer

WEST CHESTER

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 16, 2026

$6.8B

n/a

2024

Jan 30, 2025

$6.3B

n/a

2023

Sep 28, 2023

$5.9B

$3.6B

2022

Sep 27, 2022

$5.9B

$3.9B

2021

Sep 28, 2021

$7.6B

$4.9B

2020

Sep 25, 2020

$5.6B

$3.5B

2019

Sep 24, 2019

$5.5B

$3.2B

2018

Sep 28, 2018

$5.2B

$2.9B

2017

Sep 28, 2017

$4.8B

n/a

$2.5B

2016

Sep 28, 2016

$4.0B

n/a

$2.2B

2015

Sep 30, 2015

$3.6B

$3.5B

n/a

$2.2B

2014

Sep 29, 2014

$4.2B

n/a

$2.8B

2013

Aug 29, 2013

$3.3B

n/a

$2.4B

2012

Aug 30, 2012

$4.5B

n/a

$2.9B

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$6.8B

$6.3B

8.3%

$5.9B

5.3%