DFX Intelligence

K••••••• W•••••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

K••••••• W•••••• G••••••

Advisor at W•••• F•••• A•••••••

••• Locked

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Search this name across graphsid dfx:ria:dde9e68f-4315-43e4-479a-9a638b6c04f7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 8, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jun 30, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Jul 24, 2026	n/a	yes	TARPON SPRINGS, FL\|RADNOR, PA\|PHILADELPHIA, PA\|WOOLWICH TOWNSHIP, NJ	Current employment
T• P•••••• C••••• W••••• L••	Bd affiliated wealth	Aug 28, 2014	Apr 12, 2016	no	PHILADELPHIA, PA\|Haddon Township, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T• P•••••• C••••• W••••• L••	W•••• F•••• A•••••••	Apr 12, 2016	Jul 24, 2026	3,755	Firm change after gap	Other
B•• M••••• S••••••••• C•••••••••	T• P•••••• C••••• W••••• L••	Oct 8, 2009	Aug 28, 2014

Relationships

Registered with (4)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Jul 24, 2026 to presentfactForm ADV
→ T• P•••••• C••••• W••••• L••Registered adviserregistration: previous registration
Aug 28, 2014 to Apr 12, 2016factForm ADV
→ B•• M••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Jul 2, 2007 to Oct 8, 2009factForm ADV
→ M•••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dde9e68f-4315-43e4-479a-9a638b6c04f7
First observed: Mar 8, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.