RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••••••• W•••••• G••••••
- W•••• F•••• A••••••• wirehouse currentsince Jul 24, 2026 · Tarpon Springs, Fl
- T• P•••••• C••••• W••••• L•• BD affiliatedAug 28, 2014 to Apr 12, 2016 · Philadelphia, Pa
- B•• M••••• S••••••••• C••••••••• otherJul 2, 2007 to Oct 8, 2009 · Philadelphia, Pa
- M•••• L•• unclassifiedMar 8, 2005 to Jul 2, 2007 · Philadelphia, Pa
- T• P•••••• C••••• W••••• L•• to W•••• F•••• A•••••••left Apr 12, 2016, registered Jul 24, 2026 (3755 days) · Other
- B•• M••••• S••••••••• C••••••••• to T• P•••••• C••••• W••••• L••left Oct 8, 2009, registered Aug 28, 2014 (1785 days) · Other
- M•••• L•• to B•• M••••• S••••••••• C•••••••••left Jul 2, 2007, registered Jul 2, 2007 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address