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D••••• E• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

D••••• E• C•••••

Advisor at E••••• J••••

AURORA, IL | ST. LOUIS, MO | ADA, OH

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Search this name across graphsid dfx:ria:ddf14059-17f0-6e90-f83b-d2a4c4b2cf31

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 9, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 27, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Oct 24, 2022	n/a	yes	ST. LOUIS, MO\|ADA, OH\|AURORA, IL	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Sep 25, 2020	Oct 14, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	E••••• J••••	Oct 14, 2022	Oct 24, 2022	10	Firm change	Wirehouse to ibd
E•••••• A••••••• G••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Oct 15, 2020

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7691:250:IL:2022-10-02	Oct 14, 2022	Oct 24, 2022	ROLLING MEADOWS, IL	Firm change

Relationships

Registered with (5)

→ E••••• J••••Registered adviserregistration: current employment
Oct 24, 2022 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Sep 25, 2020 to Oct 14, 2022factForm ADV
→ E•••••• A••••••• G••••• L••Registered adviserregistration: previous registration
Apr 26, 2017 to Oct 15, 2020factForm ADV
→ N••••••••• I••••••••• A•••••••• L••

Dated events

Occurred
Oct 14, 2022
Advisor changed firm
D••••• E• C••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for E••••• J•••• (registered 2022-10-24)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ddf14059-17f0-6e90-f83b-d2a4c4b2cf31
First observed: Mar 9, 2001
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.