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RIA / WealthAdvisor21 years in industry

MARCOS FIGUEROA

Advisor at MFA GLOBAL CONSULTING GROUP LLC

BEVERLY HILLS, CA

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Search this name across graphsid dfx:ria:de000ed1-fe0c-9b5b-6b7b-70d7e97cd6e8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Aug 23, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MFA GLOBAL CONSULTING GROUP LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 12, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 6
Exams: S66
First exam: Aug 12, 2005
First registration: Aug 23, 2005
Dual registered: no
Other names: MARCOS FIGUEROA|MARCOS FIGUEROA III|MARCOS FIGUEROA
IAPD individual key: 4673815

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MFA GLOBAL CONSULTING GROUP LLC	State registered	Jan 29, 2019	n/a	yes	BEVERLY HILLS, CA	Current employment
MFA GLOBAL CONSULTING GROUP LLC	State registered	Jul 15, 2014	Dec 31, 2018	no	BEVERLY HILLS, CA	Previous registration
M&T SECURITIES, INC.	n/a	Mar 16, 2011	Mar 7, 2014	no	WASHINGTON, DC	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Mar 25, 2009	Dec 3, 2010	no	ATLANTA, GA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jun 4, 2007	Jan 16, 2009	no	ATLANTA, GA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 22, 2006	Apr 9, 2007	no	ATLANTA, GA	Previous registration
MORGAN STANLEY DW INC.	n/a	Aug 23, 2005	Jun 7, 2006	no	ALPHARETTA, GA\|ALPHARETTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M&T SECURITIES, INC.	MFA GLOBAL CONSULTING GROUP LLC	Mar 7, 2014	Jul 15, 2014	130	Firm change	Other
PRUCO SECURITIES, LLC	M&T SECURITIES, INC.	Dec 3, 2010	Mar 16, 2011	103	Firm change	Other
WELLS FARGO ADVISORS	PRUCO SECURITIES, LLC	Jan 16, 2009	Mar 25, 2009	68	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WELLS FARGO ADVISORS	Apr 9, 2007	Jun 4, 2007	56	Firm change	Wirehouse to wirehouse
MORGAN STANLEY DW INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jun 7, 2006	Jun 22, 2006	15	Firm change	Other

Relationships

Registered with (6)

→ MFA GLOBAL CONSULTING GROUP LLCRegistered adviserregistration: previous registration
Jul 15, 2014 to Dec 31, 2018factForm ADV
→ M&T SECURITIES, INC.Registered adviserregistration: previous registration
Mar 16, 2011 to Mar 7, 2014factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Mar 25, 2009 to Dec 3, 2010factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jun 4, 2007 to Jan 16, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 22, 2006 to Apr 9, 2007factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Aug 23, 2005 to Jun 7, 2006factForm ADV

Dated events

No dated event names this entity yet.