RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• F•••••••
- M•• G••••• C••••••••• G•••• L•• state registered currentsince Jan 29, 2019 · Beverly Hills, Ca
- M•• G••••• C••••••••• G•••• L•• state registeredJul 15, 2014 to Dec 31, 2018 · Beverly Hills, Ca
- M•• S••••••••• I••• unclassifiedMar 16, 2011 to Mar 7, 2014 · Washington, Dc
- P•••• S••••••••• L•• no RAUMMar 25, 2009 to Dec 3, 2010 · Atlanta, Ga
- W•••• F•••• A••••••• wirehouseJun 4, 2007 to Jan 16, 2009 · Atlanta, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 22, 2006 to Apr 9, 2007 · Atlanta, Ga
- M••••• S•••••• D• I••• unclassifiedAug 23, 2005 to Jun 7, 2006 · Alpharetta, Ga
- M•• S••••••••• I••• to M•• G••••• C••••••••• G•••• L••left Mar 7, 2014, registered Jul 15, 2014 (130 days) · Other
- P•••• S••••••••• L•• to M•• S••••••••• I•••left Dec 3, 2010, registered Mar 16, 2011 (103 days) · Other
- W•••• F•••• A••••••• to P•••• S••••••••• L••left Jan 16, 2009, registered Mar 25, 2009 (68 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Apr 9, 2007, registered Jun 4, 2007 (56 days) · Wirehouse to wirehouse
- M••••• S•••••• D• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 7, 2006, registered Jun 22, 2006 (15 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address