DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)12 years in industry

Haley Lynn Ellis

Advisor at ALLEGIANCE FINANCIAL GROUP

WILMINGTON, NC | VIENNA, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:de2a65bc-c6a6-dcd5-3239-6fbe578577c2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Nov 12, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALLEGIANCE FINANCIAL GROUP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Nov 9, 2018
First registration: Nov 12, 2018
Dual registered: yes, broker-dealer
Other names: Haley Lynn Tolitsky
IAPD individual key: 6707502

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALLEGIANCE FINANCIAL GROUP	Independent wealth	Nov 4, 2022	n/a	yes	WILMINGTON, NC\|VIENNA, VA	Current employment
NEWEDGE ADVISORS	Bd affiliated wealth	Oct 3, 2022	Oct 31, 2022	no	Boston, MA\|NEW ORLEANS, LA	Previous registration
ALLEGIANCE FINANCIAL GROUP	Independent wealth	Sep 3, 2021	Sep 19, 2022	no	WILMINGTON, NC\|VIENNA, VA\|GOLDSBORO, NC	Previous registration
ACORN FINANCIAL ADVISORY SERVICES, INC.	Independent wealth	Jan 2, 2019	Oct 7, 2021	no	Wilmington, NC\|RESTON, VA	Previous registration
THE STRATEGIC FINANCIAL ALLIANCE	Bd affiliated wealth	Nov 12, 2018	Dec 31, 2018	no	WILMINGTON, NC\|ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NEWEDGE ADVISORS	ALLEGIANCE FINANCIAL GROUP	Oct 31, 2022	Nov 4, 2022	4	Firm change	Ibd to RIA
ALLEGIANCE FINANCIAL GROUP	NEWEDGE ADVISORS	Sep 19, 2022	Oct 3, 2022	14	Firm change	RIA to ibd
ACORN FINANCIAL ADVISORY SERVICES, INC.	ALLEGIANCE FINANCIAL GROUP	Oct 7, 2021	Sep 3, 2021	-34	Firm change after gap	RIA to new firm
THE STRATEGIC FINANCIAL ALLIANCE	ACORN FINANCIAL ADVISORY SERVICES, INC.	Dec 31, 2018	Jan 2, 2019	2	Firm change	Ibd to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
116763:313110:VA:2021-10-07	Oct 7, 2021	Sep 3, 2021	RESTON, VA	Firm change after gap

Relationships

Registered with (4)

→ ALLEGIANCE FINANCIAL GROUPRegistered adviserregistration: previous registration
Sep 3, 2021 to Sep 19, 2022factForm ADV
→ NEWEDGE ADVISORSRegistered adviserregistration: previous registration
Oct 3, 2022 to Oct 31, 2022factForm ADV
→ ACORN FINANCIAL ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jan 2, 2019 to Oct 7, 2021factForm ADV
→ THE STRATEGIC FINANCIAL ALLIANCERegistered adviserregistration: previous registration
Nov 12, 2018 to Dec 31, 2018factForm ADV

Dated events

Occurred
Oct 31, 2022
Advisor changed firm
Haley Lynn Ellis left Newedge Advisors for Allegiance Financial Group (registered 2022-11-04)
Form ADVobserved 6 days ago
Occurred
Sep 19, 2022
Advisor changed firm
Haley Lynn Ellis left Allegiance Financial Group for Newedge Advisors (registered 2022-10-03)
Form ADVobserved 6 days ago