DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)37 years in industry

Brian Thomas Keith

Advisor at STATE FARM INVESTMENT MANAGEMENT CORP.

Santa Maria, CA | Porter Ranch, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:de3247f0-8ac5-34ea-8b52-ab9116f53e0f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Jun 15, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STATE FARM INVESTMENT MANAGEMENT CORP.
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 16, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 4
Exams: S63|S65|S66
First exam: Mar 16, 1989
First registration: Jun 15, 2004
Dual registered: yes, broker-dealer
Other names: Brian T Keith|BRIAN THOMAS KEITH
IAPD individual key: 1692285

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STATE FARM INVESTMENT MANAGEMENT CORP.	Asset manager	Jun 29, 2026	n/a	yes	Porter Ranch, CA\|Santa Maria, CA	Current employment
FARMERS ASSET MANAGEMENT, LLC	State registered	Feb 27, 2026	Jun 5, 2026	no	BURBANK, CA	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Nov 12, 2024	Dec 11, 2024	no	Los Angeles, CA\|Los Angeles, CA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Aug 14, 2023	Oct 3, 2024	no	Los Angeles, CA\|Porter Ranch, CA	Previous registration
GUNNALLEN FINANCIAL, INC	n/a	Sep 21, 2006	Nov 9, 2007	no	SANTA MONICA, CA	Previous registration
M.L. STERN & CO., LLC.	n/a	Jan 4, 2005	Sep 7, 2006	no	BEVERLY HILLS, CA\|AGOURA HILLS, CA\|BEVERLY HILLS, CA\|BEVERLY HILLS, CA	Previous registration
FIRST MONTAUK SECURITIES CORP.	n/a	Jun 15, 2004	Oct 5, 2004	no	BEVERLY HILLS, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FARMERS ASSET MANAGEMENT, LLC	STATE FARM INVESTMENT MANAGEMENT CORP.	Jun 5, 2026	Jun 29, 2026	24	Firm change	Other
MML INVESTORS SERVICES, LLC	FARMERS ASSET MANAGEMENT, LLC	Dec 11, 2024	Feb 27, 2026	443	Firm change after gap	Ibd to state RIA
AMERIPRISE FINANCIAL SERVICES, LLC	MML INVESTORS SERVICES, LLC	Oct 3, 2024	Nov 12, 2024	40	Firm change	Ibd to ibd
GUNNALLEN FINANCIAL, INC	AMERIPRISE FINANCIAL SERVICES, LLC	Nov 9, 2007	Aug 14, 2023	5,757	Firm change after gap	Other
M.L. STERN & CO., LLC.	GUNNALLEN FINANCIAL, INC	Sep 7, 2006	Sep 21, 2006	14	Firm change	Other
FIRST MONTAUK SECURITIES CORP.	M.L. STERN & CO., LLC.	Oct 5, 2004	Jan 4, 2005	91	Firm change	Other

Relationships

Registered with (7)

→ STATE FARM INVESTMENT MANAGEMENT CORP.Registered adviserregistration: current employment
Jun 29, 2026 to presentfactForm ADV
→ FARMERS ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 27, 2026 to Jun 5, 2026factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Nov 12, 2024 to Dec 11, 2024factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Aug 14, 2023 to Oct 3, 2024factForm ADV
→ GUNNALLEN FINANCIAL, INCRegistered adviserregistration: previous registration
Sep 21, 2006 to Nov 9, 2007factForm ADV
→ M.L. STERN & CO., LLC.Registered adviserregistration: previous registration
Jan 4, 2005 to Sep 7, 2006factForm ADV
→ FIRST MONTAUK SECURITIES CORP.Registered adviserregistration: previous registration
Jun 15, 2004 to Oct 5, 2004factForm ADV

Dated events

Occurred
Jun 5, 2026
Advisor changed firm
Brian Thomas Keith left Farmers Asset Management, Llc for State Farm Investment Management Corp. (registered 2026-06-29)
Form ADVobserved 5 days ago
Occurred
Dec 11, 2024
Advisor changed firm
Brian Thomas Keith left Mml Investors Services, Llc for Farmers Asset Management, Llc (registered 2026-02-27)
Form ADVobserved 5 days ago
Occurred
Oct 3, 2024
Advisor changed firm
Brian Thomas Keith left Ameriprise Financial Services, Llc for Mml Investors Services, Llc (registered 2024-11-12)
Form ADVobserved 5 days ago