DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Guardcap Asset Management Limited
Latest filing Mar 31, 2026
First filing on the tape Jun 4, 2018 · 12 filings
SEC status approved since Dec 7, 2020
RAUM
$5.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
24
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$5.9B as of Mar 31, 2026
Mar 30, 2021$7.7B then
HNW client RAUM$0 as of Mar 31, 2022
Mar 30, 2021$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 30, 20210 then
Employees (5.A)24 as of Mar 31, 2026
Mar 30, 202121 then
Private funds: no history
RAUM -37% over the last fiscal year-18% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $495MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 4.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -37%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$5.4B91%
- State and municipal entities$262M4.4%
- Corporations and businesses$252M4.2%
- Charitable organizations$24.1M0.4%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 12reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.91 institutional_share=0.05 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Andrew Ralph Steven Bates · Director, Chief Investment Officercontrolsince 02/2003 · owns less than 5%
- Arieta Koshutova · Chief Compliance Officer, Chief Operating Officercontrolsince 06/2015 · owns less than 5%
- George Mavroudis · Directorcontrolsince 04/2014 · owns less than 5%
- Michael Andrew Christodoulou · Shareholdercontrolsince 06/2024 · owns 25% to 50% of Minic Investments Limited
- Nicholas Christodoulou · Shareholdercontrolsince 06/2024 · owns 25% to 50% of Minic Investments Limited
- Diana Stephanie Christodoulou · Shareholdercontrolsince 06/2024 · owns 25% to 50% of Minic Investments Limited
- Dimitris-Stavros Chryssafou-Christodoulou · Shareholdercontrolsince 06/2024 · owns 25% to 50% of Minic Investments Limited
Entity owners
- Guardian Capital LP · Shareholderdirect · owns 75% or more
- Guardian Capital Group Limited · Direct Ownerindirect · owns 75% or more of Guardian Capital LP
- Minic Investments Limited · Shareholderindirect · owns 25% to 50% of Guardian Capital Group Limited
Related persons
Schedule D 7.A
- Agincourt Capital Management, LLCinvestment advisernRAUM $10.0B
- Alexandria Bancorp Limitedn
- Alexandria Global Investment Management Ltd.investment advisern
- Alta Capital Management LLCinvestment advisernRAUM $1.6B
- Guardian Capital Advisors LPinvestment advisernRAUM $2.5B
- Guardian Capital LPinvestment adviserpooled vehicle sponsoryRAUM $11B
- Guardian Capital Real Estate Gp Inc.pooled vehicle sponsorn
- Guardian Partners Inc.investment advisern
- The Raelipskie Partnershipinvestment advisernRAUM $1.1B
Advisers that list Guardcap Asset Management Limited as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- affiliate changedChange between filings · filing Mar 31, 2026broker-dealer affiliate (Item 7.A.1): no on the filing of 2025-03-27, yes on the filing of 2026-03-31peers: asset managers, $5B to $20B (684)
- business activity changedChange between filings · filing Mar 31, 2026advises private funds (Item 7.B): yes on the filing of 2025-03-27, no on the filing of 2026-03-31peers: asset managers, $5B to $20B (684)
- institutional asset share shiftChange between filings · filing Mar 31, 2026institutional share of RAUM moved from 28.0% to 9.0% between the annual amendments of 2025-03-27 and 2026-03-31peers: asset managers, $5B to $20B (684)
- RAUM down 25 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $9,433,650,231 to $5,934,476,247 (-37.0%) between the annual amendments of 2025-03-27 and 2026-03-31; the peer median change was +13.0% (631 comparable advisers, 1.0th percentile of changes)peers: asset managers, $5B to $20B (631) · 1.1% percentile
What changed
consecutive filings, newest first
- Accounts · 19 to 12Mar 27, 2025 to Mar 31, 2026
- Advisory employees · 11 to 10Mar 27, 2025 to Mar 31, 2026
- Advisory activities · 3 to 2Mar 27, 2025 to Mar 31, 2026
- Pooled vehicle clients · 8 to 6Mar 27, 2025 to Mar 31, 2026
- Employees · 27 to 24Mar 27, 2025 to Mar 31, 2026
- Discretionary RAUM · $9.4B to $5.9BMar 27, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $6.7B to $5.4BMar 27, 2025 to Mar 31, 2026
- RAUM · $9.4B to $5.9BMar 27, 2025 to Mar 31, 2026
- Related broker-dealer · false to trueMar 27, 2025 to Mar 31, 2026
- Advisory employees · 10 to 11Nov 27, 2024 to Mar 27, 2025
- Pooled vehicle clients · 7 to 8Nov 27, 2024 to Mar 27, 2025
- Employees · 26 to 27Nov 27, 2024 to Mar 27, 2025
- Financial planning clients · unset to Nov 27, 2024 to Mar 27, 2025
- HQ state · unset to Nov 27, 2024 to Mar 27, 2025
- Discretionary RAUM · $12B to $9.4BNov 27, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $6.7B to $6.7BNov 27, 2024 to Mar 27, 2025
- RAUM · $12B to $9.4BNov 27, 2024 to Mar 27, 2025
- Accounts · 25 to 19Mar 29, 2023 to Mar 27, 2024
- Advisory activities · 4 to 3Mar 29, 2023 to Mar 27, 2024
- Pooled vehicle clients · 6 to 7Mar 29, 2023 to Mar 27, 2024
- Employees · 24 to 26Mar 29, 2023 to Mar 27, 2024
- Discretionary RAUM · $11B to $12BMar 29, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $5.0B to $6.7BMar 29, 2023 to Mar 27, 2024
- RAUM · $11B to $12BMar 29, 2023 to Mar 27, 2024
- Accounts · 24 to 25Mar 31, 2022 to Mar 29, 2023
- Advisory employees · 12 to 10Mar 31, 2022 to Mar 29, 2023
- HNW clients · 0.0 to unsetMar 31, 2022 to Mar 29, 2023
- Individual clients · 0.0 to unsetMar 31, 2022 to Mar 29, 2023
- Pension plan clients · 0.0 to unsetMar 31, 2022 to Mar 29, 2023
- Discretionary RAUM · $13B to $11BMar 31, 2022 to Mar 29, 2023
- HNW RAUM · 0.0 to unsetMar 31, 2022 to Mar 29, 2023
- Individual RAUM · 0.0 to unsetMar 31, 2022 to Mar 29, 2023
- Pension RAUM · 0.0 to unsetMar 31, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $6.3B to $5.0BMar 31, 2022 to Mar 29, 2023
- RAUM · $13B to $11BMar 31, 2022 to Mar 29, 2023
- Related broker-dealer · true to falseMar 31, 2022 to Mar 29, 2023
- Accounts · 21 to 24Mar 30, 2021 to Mar 31, 2022
- Advisory employees · 11 to 12Mar 30, 2021 to Mar 31, 2022
- Advisory activities · 3 to 4Mar 30, 2021 to Mar 31, 2022
- Employees · 21 to 24Mar 30, 2021 to Mar 31, 2022
Signals
9 dated events
- Guardcap Asset Management Limited reported RAUM $5.9B, down 37% from $9.4B (2025-03-27 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Michael Andrew Christodoulou (Shareholder) appeared on Schedule A of Guardcap Asset Management LimitedNov 27, 2024 · Control person joined · fact
- Nicholas Christodoulou (Shareholder) appeared on Schedule A of Guardcap Asset Management LimitedNov 27, 2024 · Control person joined · fact
- Diana Stephanie Christodoulou (Shareholder) appeared on Schedule A of Guardcap Asset Management LimitedNov 27, 2024 · Control person joined · fact
- Dimitris-Stavros Chryssafou-Christodoulou (Shareholder) appeared on Schedule A of Guardcap Asset Management LimitedNov 27, 2024 · Control person joined · fact
- Guardcap Asset Management Limited reported RAUM $13.1B, up 69% from $7.7B (2021-03-30 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Guardcap Asset Management Limited reported RAUM $7.7B, up 48% from $5.2B (2020-11-30 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- Guardcap Asset Management Limited reported RAUM $5.2B, up 862% from $543.9M (2018-08-30 to 2020-11-24)Nov 24, 2020 · RAUM change · derived
- Guardcap Asset Management Limited filed its initial SEC registration (Form ADV)Jun 4, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/GUARDCAP-ASSET-MANAGEMENT-LIMITEDreportedpublic record, Form ADV, Sep 17, 2026
- Website
- GUARDCAP.CO.UKreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 44 20 7907 2400reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026