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RIA / WealthAdvisor30 years in industry

SUSAN LYNN ARNOLD

Advisor at ROFFMAN MILLER ASSOCIATES INC

PHILADELPHIA, PA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 15, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROFFMAN MILLER ASSOCIATES INC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 3, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Sep 3, 1996
First registration: Jul 15, 2005
Dual registered: no
Other names: SUSAN LYNN LOFORTE
IAPD individual key: 2775169

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROFFMAN MILLER ASSOCIATES INC	Independent wealth	Aug 15, 2008	n/a	yes	PHILADELPHIA, PA	Current employment
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Oct 3, 2006	Aug 12, 2008	no	KING OF PRUSSIA, PA\|RADNOR, PA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Oct 3, 2006	Aug 12, 2008	no	Radnor, PA	Previous registration
ROFFMAN MILLER ASSOCIATES INC	Independent wealth	Jul 15, 2005	Nov 6, 2006	no	PHILADELPHIA, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Aug 12, 2008	Oct 3, 2006	-679	Firm change after gap	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Aug 12, 2008	Oct 3, 2006	-679	Channel change	Other
ROFFMAN MILLER ASSOCIATES INC	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Nov 6, 2006	Oct 3, 2006	-34	Firm change after gap	Other

Relationships

Registered with (3)

→ ROFFMAN MILLER ASSOCIATES INCRegistered adviserregistration: previous registration
Jul 15, 2005 to Nov 6, 2006factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 3, 2006 to Aug 12, 2008factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Oct 3, 2006 to Aug 12, 2008factForm ADV

Dated events

No dated event names this entity yet.