DFX Intelligence

M•••••• J••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

M•••••• J••••• C••••••

Advisor at A•••••••• P•••••••• L••

HOUSTON, TX | Beverly Hills, CA

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Search this name across graphsid dfx:ria:de62b9f0-f708-873d-7d8d-2f77a628488f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Aug 31, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 19, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••••• P•••••••• L••	Independent wealth	Jun 11, 2025	n/a	yes	Beverly Hills, CA\|HOUSTON, TX	Current employment
B•••••••• F••••• W••••• S•••••••• L••	Former SEC adviser	Sep 7, 2023	Aug 14, 2024	no	BEVERLY HILLS, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••••• F••••• W•••••	B•••••••• F••••• W••••• S•••••••• L••	May 22, 2025	Sep 7, 2023	-623	Channel change	Other
B•••••••• F••••• W••••• S•••••••• L••	A•••••••• P•••••••• L••	Aug 14, 2024	Jun 11, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
285229:327643:CA:2025-05-22	May 22, 2025	Sep 7, 2023	LOS ANGELES, CA	Firm change after gap
327643:301354:CA:2024-08-14	Aug 14, 2024	Jun 11, 2025	BEVERLY HILLS, CA	Firm change
7691:285229:CA:2017-07-11	Jul 11, 2017	Jul 10, 2017	BEVERLY HILLS, CA	Firm change

Relationships

Registered with (7)

→ A•••••••• P•••••••• L••Registered adviserregistration: current employment
Jun 11, 2025 to presentfactForm ADV
→ B•••••••• F••••• W•••••Registered adviserregistration: previous registration
Jul 10, 2017 to May 22, 2025factForm ADV
→ B•••••••• F••••• W••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 7, 2023 to Aug 14, 2024factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Aug 14, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:de62b9f0-f708-873d-7d8d-2f77a628488f
First observed: Aug 31, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.