DFX Intelligence

B•••••••• F••••• W••••• S•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

B•••••••• F••••• W••••• S•••••••• L••

CRD 327643

BEVERLY HILLS, CA

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Search this name across graphsid dfx:ria:7b8eab8c-7a95-f748-9afa-76ab0895e5b3

Data as of Jan 23, 2024 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 7
On other graphs: 0
Observed: Jul 21, 2023 to Jan 23, 2024
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $2.5M••• Locked
Discretionary RAUM: $2.5M
Private client RAUM: $2.5Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••• L••••• T••••	MANAGING MEMBER	E	yes	10/2018	Jul 21, 2023	Jan 23, 2024
C••••••• M••••••• J•••••	GRANTOR & TRUSTEE	F	yes	10/2018	Jul 21, 2023	Jan 23, 2024

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
A•••••••• P•••••••• L••	3	Aug 14, 2024	Jun 11, 2025	BEVERLY HILLS, CA	Firm absorbed	RIA to RIA	100.0%

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
B•••••••• F••••• W•••••	3	May 22, 2025	Sep 7, 2023	LOS ANGELES, CA	Firm absorbed	RIA to RIA	75.0%

Relationships

Affiliated with (1)

← B•••••••• F••••• W•••••Registered adviserother investment adviser, common control
factForm ADV

Controls (4)

← M••••••••• S••••••• K•••••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 21, 2023 to presentfactForm ADV
← C••••••• M••••••• J•••••OwnerGRANTOR & TRUSTEE, ownership code F, individual
Jul 21, 2023 to presentfactForm ADV
← C••••••• P•••••OwnerGRANTOR & TRUSTEE, ownership code F, individual

Dated events

Occurred
May 22, 2025
Firm absorbed
••• Locked
Form ADVobserved 7 days ago
3 advisors
Occurred
Aug 14, 2024
Firm absorbed
••• Locked
Form ADVobserved 7 days ago
3 advisors
Occurred
Aug 14, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Aug 14, 2024
Advisor changed firm

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7b8eab8c-7a95-f748-9afa-76ab0895e5b3
First observed: Jul 21, 2023
Last observed: Jan 23, 2024 32 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.