J••••• B••••

Advisor at T••••••••• W••••• M•••••••••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:de65e0a7-b73c-0ace-6059-faf2513f2ade

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jun 24, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••• P•••••••••	Asset manager	Sep 2, 2026	n/a	yes	Carmel By The Sea, CA\|CARMEL BY THE SEA, CA	Current employment
T••••••••• W••••• M•••••••••	Independent wealth	Dec 17, 2025	n/a	yes	Carmel by The Sea, CA\|CARMEL BY THE SEA, CA

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
E•••• P•••••••••	T••••••••• W••••• M•••••••••	Oct 29, 2024	Mar 18, 2024	-225	Firm change after gap	Other
S•• W•••••	E•••• P•••••••••	May 11, 2023	Dec 6, 2023

Relationships

Registered with (4)

→ E•••• P•••••••••Registered adviserregistration: previous registration
Dec 6, 2023 to Oct 29, 2024factForm ADV
→ T••••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Mar 18, 2024 to Oct 29, 2024factForm ADV
→ S•• W•••••Registered adviserregistration: previous registration
Jun 28, 2022 to May 11, 2023factForm ADV
→ S•• I••••••••• S••••••• I•••

Dated events

Occurred
Oct 29, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
May 11, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:de65e0a7-b73c-0ace-6059-faf2513f2ade
First observed: Jun 24, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.