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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

ANGELES WEALTH MANAGEMENT, LLC

CRD 159952

SANTA MONICA, CA

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Search this name across graphsid dfx:ria:de680272-d612-fe63-ae13-07b0e32dc543

Data as of Aug 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 21
Dated events: 8
On other graphs: 0
Observed: Dec 19, 2011 to Aug 12, 2026
46 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.88 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=true bd_reps=0.0 bank_owner=false
Regulatory AUM: $2.8BItem 5.F on the latest filing (2026-08-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.7B
Private client RAUM: $2.5BderivedItem 5.D individuals plus high net worth individuals
Private client share: 88%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 10
RAUM per advisor: $281Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 17
Advisory employees: 13
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 212
High net worth clients: 203
SEC number: 801-72992
CRD: 159952
Filings on the tape: 46
First filed: Dec 19, 2011
Latest filed: Aug 12, 2026
Organised: Limited Liability Company, DE
Website: angeleswealth.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JONATHAN RICE FOSTER	n/a	SANTA MONICA, CA	14	31	2	no
JOSHUA RYAN ROTHSTEIN	n/a	SANTA MONICA, CA	12	17	1	no
ANN ESTELLE DEATON	n/a	HOUSTON, TX \| SANTA MONICA, CA	4	40	4	no
RICHARD CAMPBELL JOHNSTON NOTT	Certified Financial Planner\|Chartered Financial Analyst	SANTA MONICA, CA	2	24	5	no
ELIZABETH CAMERON ROGERS	Chartered Financial Analyst	New York, NY	1	16	1	no
ELIZABETH CHLOE WOHLFORTH	Certified Financial Planner	NEW YORK, NY	1	10	n/a	no
MARIA KLEINHANS	n/a	JUPITER, FL \| SANTA MONICA, CA	1	17	3	no
Caroline Julia Zimmer	n/a	SANTA MONICA, CA	1	11	1	no
HARRY SPENCER GRAND	n/a	New York, NY	0	13	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ANGELES INVESTMENT ADVISORS	Member	D	yes	11/2011	Dec 19, 2011	May 31, 2024
FOSTER, JONATHAN, RICE	CEO & MANAGING MEMBER	C	yes	11/2011	Dec 19, 2011	May 31, 2024
LOWNDES, EDWARD, JOHN	Cco	Na	yes	02/2023	Feb 23, 2023	May 31, 2024
PERLOW, HOWARD, DAVID	MANAGING MEMBER	C	yes	04/2001	Dec 19, 2011	May 31, 2024
ROSEN, MICHAEL, ADAM	MANAGING MEMBER	C	yes	04/2001	Dec 19, 2011	May 31, 2024
GRAND, HARRY, SPENCER	Partner	Na	no	01/2021	Apr 11, 2022	May 31, 2024
ROTHSTEIN, JOSHUA, RYAN	Partner	Na	no	04/2018	Mar 30, 2018	May 31, 2024
WOHLFORTH, ELIZABETH, CHLOE	Partner	Na	no	01/2023	Mar 31, 2023	May 31, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ANGELES INVESTMENT ADVISORS, LLC.	n/a	Other adviser	$7.3B	Y	no	n/a
MARKETFORCE, LLC	n/a	State registered	$71.0M	N	yes	n/a
ANGELES DIRECT EQUITY GP 1 LLC	n/a	n/a	n/a	N	yes	n/a
ANGELES DIRECT EQUITY GP 2 LLC	n/a	n/a	n/a	N	yes	n/a
ANGELES PRIVATE CREDIT FUND GP 2 LLC	n/a	n/a	n/a	N	yes	n/a
ANGELES PRIVATE CREDIT FUND GP 3 LLC	n/a	n/a	n/a	N	yes	n/a
ANGELES PRIVATE CREDIT FUND GP LLC	n/a	n/a	n/a	N	yes	n/a
ANGELES PRIVATE INVESTMENT COMPANY, LLC	n/a	n/a	n/a	N	yes	n/a
ANGELES PRIVATE MARKETS GP 3 LLC	n/a	n/a	n/a	N	yes	n/a
ANGELES PRIVATE MARKETS GP 4 LLC	n/a	n/a	n/a	N	yes	n/a
ANGELES PRIVATE MARKETS GP 5 LLC	n/a	n/a	n/a	N	yes	n/a
ANGELES PRIVATE MARKETS GP1 LLC	n/a	n/a	n/a	N	yes	n/a
ANGELES PRIVATE MARKETS GP2 LLC	n/a	n/a	n/a	N	yes	n/a
ANGELES REAL ASSETS GP 1 LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	2	no
Houston	TX	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 14 of 15

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$2.8B	$2.7B	17	13	3	n/a	n/a
2024	Mar 27, 2025	$2.3B	$2.1B	14	6	2	n/a	n/a
2023	Mar 29, 2024	$1.8B	$1.7B	14	6	2	n/a	n/a
2022	Mar 31, 2023	$1.2B	$1.1B	14	6	3	n/a	n/a
2021	Mar 31, 2022	$1.1B	$985M	9	5	2	n/a	n/a
2020	Mar 30, 2021	$900M	$834M	11	4	1	n/a	n/a
2019	Mar 30, 2020	$483M	$458M	11	5	1	n/a	n/a
2018	Mar 28, 2019	$309M	$280M	8	2	0	n/a	n/a
2017	Mar 30, 2018	$241M	$204M	6	2	0	n/a	n/a
2016	Mar 30, 2017	$145M	$120M	7	4	n/a	n/a	n/a
2015	Mar 30, 2016	$172M	$143M	7	3	n/a	n/a	n/a
2014	Mar 30, 2015	$137M	$137M	6	2	n/a	n/a	n/a
2013	Mar 28, 2014	$110M	$110M	5	1	n/a	n/a	n/a
2012	Apr 1, 2013	$50.2M	$50.2M	5	1	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	10.0%	0	1	0	4	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.8B	$2.3B	23.7%	$1.2B	33.3%	17	14	3	2

Relationships

Affiliated with (3)

→ ANGELES INVESTMENT ADVISORSRegistered adviserother investment adviser, bank, pooled vehicle sponsor, control
factForm ADV
→ MARKETFORCE, LLCRegistered adviserother investment adviser, common control
factForm ADV
← ANGELES INVESTMENT ADVISORSRegistered adviserother investment adviser, control
factForm ADV

Registered with (10)

← HARRY SPENCER GRANDAdvisorregistration: current employment
May 21, 2026 to presentfactForm ADV
← MARIA KLEINHANSAdvisorregistration: current employment
Jun 18, 2025 to presentfactForm ADV
← Caroline Julia ZimmerAdvisorregistration: current employment
Jun 18, 2025 to presentfactForm ADV
← ELIZABETH CHLOE WOHLFORTHAdvisorregistration: current employment
Jun 9, 2025 to presentfactForm ADV
← ELIZABETH CAMERON ROGERSAdvisorregistration: current employment
May 12, 2025 to presentfactForm ADV
← RICHARD CAMPBELL JOHNSTON NOTTAdvisorregistration: current employment
Mar 8, 2024 to presentfactForm ADV
← HEATHER RENEE HOFSTETTERAdvisorregistration: current employment
Nov 15, 2022 to presentfactForm ADV
← ANN ESTELLE DEATONAdvisorregistration: current employment
Jun 15, 2022 to presentfactForm ADV
← JOSHUA RYAN ROTHSTEINAdvisorregistration: current employment
Jun 20, 2014 to presentfactForm ADV
← JONATHAN RICE FOSTERAdvisorregistration: current employment
Feb 29, 2012 to presentfactForm ADV

Controls (5)

← FOSTER, JONATHAN, RICEOwnerCEO & MANAGING MEMBER, ownership code C, individual
Dec 19, 2011 to May 31, 2024factForm ADV
← ANGELES INVESTMENT ADVISORSOwnerMEMBER, ownership code D, domestic entity
Dec 19, 2011 to May 31, 2024factForm ADV
← ROSEN, MICHAEL, ADAMOwnerMANAGING MEMBER, ownership code C, individual
Dec 19, 2011 to May 31, 2024factForm ADV
← PERLOW, HOWARD, DAVIDOwnerMANAGING MEMBER, ownership code C, individual
Dec 19, 2011 to May 31, 2024factForm ADV
← LOWNDES, EDWARD, JOHNOwnerCCO, ownership code NA, individual
Feb 23, 2023 to May 31, 2024factForm ADV

Owns (3)

← WOHLFORTH, ELIZABETH, CHLOEOwnerPARTNER, ownership code NA, individual
Mar 31, 2023 to May 31, 2024factForm ADV
← ROTHSTEIN, JOSHUA, RYANOwnerPARTNER, ownership code NA, individual
Mar 30, 2018 to May 31, 2024factForm ADV
← GRAND, HARRY, SPENCEROwnerPARTNER, ownership code NA, individual
Apr 11, 2022 to May 31, 2024factForm ADV

Dated events

Occurred
Sep 15, 2026
Advisor changed firm
Heather Renee Hofstetter left Angeles Wealth Management, LLC for Oak Harvest Investment Services (registered 2026-08-26)
Form ADVobserved 3 days ago
Occurred
Mar 27, 2025
Regulatory AUM changed
Angeles Wealth Management, Llc reported RAUM $2.3B, up 26% from $1.8B (2024-05-31 to 2025-03-27)
Form ADVobserved 5 days ago
$468M
Occurred
Mar 29, 2024
Regulatory AUM changed
Angeles Wealth Management, Llc reported RAUM $1.8B, up 52% from $1.2B (2024-01-02 to 2024-03-29)
Form ADVobserved 5 days ago
$618M
Occurred
Feb 23, 2023
Control person left
Thomas Stephen Smetana (Cco) no longer on Schedule A of Angeles Wealth Management, Llc (listed 2022-11-22, absent 2023-02-23)
Form ADVobserved 5 days ago
Occurred
Feb 23, 2023
Control person joined
John Edward Lowndes (Cco) appeared on Schedule A of Angeles Wealth Management, Llc
Form ADVobserved 5 days ago
Occurred
Mar 30, 2021
Regulatory AUM changed
Angeles Wealth Management, Llc reported RAUM $900.2M, up 86% from $483.2M (2020-06-29 to 2021-03-30)
Form ADVobserved 5 days ago
$417M
Occurred
Mar 30, 2020
Regulatory AUM changed
Angeles Wealth Management, Llc reported RAUM $483.2M, up 56% from $309.1M (2019-03-28 to 2020-03-30)
Form ADVobserved 5 days ago
$174M
Occurred
Mar 30, 2020
Control person left
Barnes Leslie Kautz (Managing Member) no longer on Schedule A of Angeles Wealth Management, Llc (listed 2019-03-28, absent 2020-03-30)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:de680272-d612-fe63-ae13-07b0e32dc543
First observed: Dec 19, 2011
Last observed: Aug 12, 2026 39 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ANGELES WEALTH MANAGEMENT, LLC

CRD 159952

SANTA MONICA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:de680272-d612-fe63-ae13-07b0e32dc543

Data as of Aug 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:51 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JONATHAN RICE FOSTER

n/a

SANTA MONICA, CA

JOSHUA RYAN ROTHSTEIN

n/a

SANTA MONICA, CA

ANN ESTELLE DEATON

n/a

HOUSTON, TX | SANTA MONICA, CA

RICHARD CAMPBELL JOHNSTON NOTT

Certified Financial Planner|Chartered Financial Analyst

SANTA MONICA, CA

ELIZABETH CAMERON ROGERS

Chartered Financial Analyst

New York, NY

ELIZABETH CHLOE WOHLFORTH

Certified Financial Planner

NEW YORK, NY

n/a

MARIA KLEINHANS

n/a

JUPITER, FL | SANTA MONICA, CA

Caroline Julia Zimmer

n/a

SANTA MONICA, CA

HARRY SPENCER GRAND

n/a

New York, NY

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ANGELES INVESTMENT ADVISORS

Member

yes

11/2011

Dec 19, 2011

May 31, 2024

FOSTER, JONATHAN, RICE

CEO & MANAGING MEMBER

yes

11/2011

Dec 19, 2011

May 31, 2024

LOWNDES, EDWARD, JOHN

Cco

yes

02/2023

Feb 23, 2023

May 31, 2024

PERLOW, HOWARD, DAVID

MANAGING MEMBER

yes

04/2001

Dec 19, 2011

May 31, 2024

ROSEN, MICHAEL, ADAM

MANAGING MEMBER

yes

04/2001

Dec 19, 2011

May 31, 2024

GRAND, HARRY, SPENCER

Partner

01/2021

Apr 11, 2022

May 31, 2024

ROTHSTEIN, JOSHUA, RYAN

Partner

04/2018

Mar 30, 2018

May 31, 2024

WOHLFORTH, ELIZABETH, CHLOE

Partner

01/2023

Mar 31, 2023

May 31, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ANGELES INVESTMENT ADVISORS, LLC.

n/a

Other adviser

$7.3B

n/a

MARKETFORCE, LLC

n/a

State registered

$71.0M

yes

n/a

ANGELES DIRECT EQUITY GP 1 LLC

n/a

yes

n/a

ANGELES DIRECT EQUITY GP 2 LLC

n/a

yes

n/a

ANGELES PRIVATE CREDIT FUND GP 2 LLC

n/a

yes

n/a

ANGELES PRIVATE CREDIT FUND GP 3 LLC

n/a

yes

n/a

ANGELES PRIVATE CREDIT FUND GP LLC

n/a

yes

n/a

ANGELES PRIVATE INVESTMENT COMPANY, LLC

n/a

yes

n/a

ANGELES PRIVATE MARKETS GP 3 LLC

n/a

yes

n/a

ANGELES PRIVATE MARKETS GP 4 LLC

n/a

yes

n/a

ANGELES PRIVATE MARKETS GP 5 LLC

n/a

yes

n/a

ANGELES PRIVATE MARKETS GP1 LLC

n/a

yes

n/a

ANGELES PRIVATE MARKETS GP2 LLC

n/a

yes

n/a

ANGELES REAL ASSETS GP 1 LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

NEW YORK

United States

Houston

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$2.8B

$2.7B

n/a

2024

Mar 27, 2025

$2.3B

$2.1B

n/a

2023

Mar 29, 2024

$1.8B

$1.7B

n/a

2022

Mar 31, 2023

$1.2B

$1.1B

n/a

2021

Mar 31, 2022

$1.1B

$985M

n/a

2020

Mar 30, 2021

$900M

$834M

n/a

2019

Mar 30, 2020

$483M

$458M

n/a

2018

Mar 28, 2019

$309M

$280M

n/a

2017

Mar 30, 2018

$241M

$204M

n/a

2016

Mar 30, 2017

$145M

$120M

n/a

2015

Mar 30, 2016

$172M

$143M

n/a

2014

Mar 30, 2015

$137M

n/a

2013

Mar 28, 2014

$110M

n/a

2012

Apr 1, 2013

$50.2M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

10.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$2.8B

$2.3B

23.7%

$1.2B

33.3%