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RIA / WealthAdvisor40 years in industry

ANN ESTELLE DEATON

Advisor at ANGELES WEALTH MANAGEMENT, LLC

HOUSTON, TX | SANTA MONICA, CA

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Search this name across graphsid dfx:ria:cb29d90a-954e-15fd-27da-920334317cec

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Dec 6, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ANGELES WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 19, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S66|S63
First exam: Feb 19, 1986
First registration: Dec 6, 2001
Dual registered: no
IAPD individual key: 1456459

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ANGELES WEALTH MANAGEMENT, LLC	Independent wealth	Jun 15, 2022	n/a	yes	HOUSTON, TX\|SANTA MONICA, CA	Current employment
U.S. CAPITAL WEALTH ADVISORS, LLC	Bd affiliated wealth	Jun 30, 2021	Mar 4, 2022	no	AUSTIN, TX	Previous registration
USCA RIA LLC	Former SEC adviser	Dec 2, 2010	Jun 30, 2021	no	HOUSTON, TX	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Aug 11, 2006	Dec 7, 2010	no	HOUSTON, TX\|HOUSTON, TX	Previous registration
ROXBURY CAPITAL MANAGEMENT LLC	Former SEC adviser	Dec 6, 2001	Apr 1, 2003	no	SANTA MONICA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. CAPITAL WEALTH ADVISORS, LLC	ANGELES WEALTH MANAGEMENT, LLC	Mar 4, 2022	Jun 15, 2022	103	Firm change	Ibd to RIA
USCA RIA LLC	U.S. CAPITAL WEALTH ADVISORS, LLC	Jun 30, 2021	Jun 30, 2021	0	Bulk transfer	Ibd to RIA
UBS FINANCIAL SERVICES INC.	USCA RIA LLC	Dec 7, 2010	Dec 2, 2010	-5	Firm change	Other
ROXBURY CAPITAL MANAGEMENT LLC	UBS FINANCIAL SERVICES INC.	Apr 1, 2003	Aug 11, 2006	1,228	Firm change after gap	Other

Relationships

Registered with (5)

→ ANGELES WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Jun 15, 2022 to presentfactForm ADV
→ U.S. CAPITAL WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 30, 2021 to Mar 4, 2022factForm ADV
→ USCA RIA LLCRegistered adviserregistration: previous registration
Dec 2, 2010 to Jun 30, 2021factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Aug 11, 2006 to Dec 7, 2010factForm ADV
→ ROXBURY CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
Dec 6, 2001 to Apr 1, 2003factForm ADV

Dated events

Occurred
Mar 4, 2022
Advisor changed firm
Ann Estelle Deaton left U.S. Capital Wealth Advisors, Llc for Angeles Wealth Management, Llc (registered 2022-06-15)
Form ADVobserved 5 days ago