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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst24 years in industry

RICHARD CAMPBELL JOHNSTON NOTT

Advisor at ANGELES WEALTH MANAGEMENT, LLC

SANTA MONICA, CA

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Search this name across graphsid dfx:ria:602df16c-3c0e-04c0-9a6d-c83a05b25ad9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Apr 9, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ANGELES WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner|Chartered Financial Analyst
Exams: S66
First exam: Oct 21, 2009
First registration: Apr 9, 2010
Dual registered: no
Other names: RICHARD JOHNSTON-NOTT|RICHARD CAMPBELL JOHNSTON-NOTT
IAPD individual key: 5713925

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ANGELES WEALTH MANAGEMENT, LLC	Independent wealth	Mar 8, 2024	n/a	yes	SANTA MONICA, CA	Current employment
HIGHTOWER ADVISORS, LLC	Bd affiliated wealth	Jul 15, 2019	Feb 22, 2024	no	Beverly Hills, CA	Previous registration
Lourdmurray	Former SEC adviser	Mar 24, 2017	Aug 8, 2019	no	BEVERLY HILLS, CA	Previous registration
ADVICEPERIOD, LLC	Former SEC adviser	Jun 30, 2015	Feb 15, 2017	no	LOS ANGELES, CA	Previous registration
SIGNATURE INVESTMENT ADVISORS, LLC	Independent wealth	May 11, 2012	Jun 1, 2015	no	LOS ANGELES, CA	Previous registration
Seia	Bd affiliated wealth	Apr 9, 2010	Jun 1, 2015	no	LOS ANGELES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HIGHTOWER ADVISORS, LLC	ANGELES WEALTH MANAGEMENT, LLC	Feb 22, 2024	Mar 8, 2024	15	Firm change	Ibd to RIA
Lourdmurray	HIGHTOWER ADVISORS, LLC	Aug 8, 2019	Jul 15, 2019	-24	Firm change	RIA to ibd
ADVICEPERIOD, LLC	Lourdmurray	Feb 15, 2017	Mar 24, 2017	37	Firm change	Other
Seia	SIGNATURE INVESTMENT ADVISORS, LLC	Jun 1, 2015	May 11, 2012	-1,116	Firm change after gap	Other
SIGNATURE INVESTMENT ADVISORS, LLC	ADVICEPERIOD, LLC	Jun 1, 2015	Jun 30, 2015	29	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
140305:145323:CA:2019-08-08	Aug 8, 2019	Jul 15, 2019	BEVERLY HILLS, CA	Firm change
108163:160715:CA:2015-06-01	Jun 1, 2015	May 11, 2012	LOS ANGELES, CA	Firm change after gap

Relationships

Registered with (6)

→ ANGELES WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Mar 8, 2024 to presentfactForm ADV
→ HIGHTOWER ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 15, 2019 to Feb 22, 2024factForm ADV
→ LOURDMURRAYRegistered adviserregistration: previous registration
Mar 24, 2017 to Aug 8, 2019factForm ADV
→ ADVICEPERIOD, LLCRegistered adviserregistration: previous registration
Jun 30, 2015 to Feb 15, 2017factForm ADV
→ SEIARegistered adviserregistration: previous registration
Apr 9, 2010 to Jun 1, 2015factForm ADV
→ SIGNATURE INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
May 11, 2012 to Jun 1, 2015factForm ADV

Dated events

Occurred
Feb 22, 2024
Advisor changed firm
Richard Campbell Johnston Nott left Hightower Advisors, Llc for Angeles Wealth Management, Llc (registered 2024-03-08)
Form ADVobserved 6 days ago