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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)17 years in industry

Aaron Timothy Winters

Advisor at WEALTHPLAN PARTNERS

OMAHA, NE

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Search this name across graphsid dfx:ria:de6adbfe-c77b-65ec-a382-7978eb30f592

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Oct 10, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTHPLAN PARTNERS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 3, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Oct 3, 2008
First registration: Oct 10, 2008
Dual registered: yes, broker-dealer
IAPD individual key: 5023030

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTHPLAN PARTNERS	Independent wealth	Nov 26, 2025	n/a	yes	OMAHA, NE	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Jun 14, 2024	Apr 2, 2025	no	SCOTTSDALE, AZ	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Jul 13, 2017	Jun 14, 2024	no	LA VISTA, NE\|Omaha, NE\|La Vista, NE	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jun 18, 2015	Jul 13, 2017	no	OMAHA, NE	Previous registration
FIRST NATIONAL CAPITAL MARKETS, INC.	Former SEC adviser	Mar 11, 2014	Jun 18, 2015	no	OMAHA, NE	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Sep 23, 2013	Mar 31, 2014	no	Omaha, NE	Previous registration
ARBOR POINT ADVISORS	Former SEC adviser	Nov 21, 2012	Aug 13, 2013	no	LAVISTA, NE	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Oct 10, 2008	Aug 13, 2013	no	LA VISTA, NE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	WEALTHPLAN PARTNERS	Apr 2, 2025	Nov 26, 2025	238	Firm change	Ibd to RIA
SECURITIES AMERICA ADVISORS, INC.	OSAIC WEALTH, INC.	Jun 14, 2024	Jun 14, 2024	0	Bulk transfer	Ibd to ibd
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	SECURITIES AMERICA ADVISORS, INC.	Jul 13, 2017	Jul 13, 2017	0	Firm change	Other
FIRST NATIONAL CAPITAL MARKETS, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jun 18, 2015	Jun 18, 2015	0	Firm change	Other
MML INVESTORS SERVICES, LLC	FIRST NATIONAL CAPITAL MARKETS, INC.	Mar 31, 2014	Mar 11, 2014	-20	Firm change	Other
ARBOR POINT ADVISORS	MML INVESTORS SERVICES, LLC	Aug 13, 2013	Sep 23, 2013	41	Firm change	Other
SECURITIES AMERICA ADVISORS, INC.	ARBOR POINT ADVISORS	Aug 13, 2013	Nov 21, 2012	-265	Channel change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
115920:149018:NE:2015-06-18	Jun 18, 2015	Jun 18, 2015	OMAHA, NE	Firm change

Relationships

Registered with (7)

→ WEALTHPLAN PARTNERSRegistered adviserregistration: current employment
Nov 26, 2025 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Jun 14, 2024 to Apr 2, 2025factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Jul 13, 2017 to Jun 14, 2024factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Jun 18, 2015 to Jul 13, 2017factForm ADV
→ FIRST NATIONAL CAPITAL MARKETS, INC.Registered adviserregistration: previous registration
Mar 11, 2014 to Jun 18, 2015factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Sep 23, 2013 to Mar 31, 2014factForm ADV
→ ARBOR POINT ADVISORSRegistered adviserregistration: previous registration
Nov 21, 2012 to Aug 13, 2013factForm ADV

Dated events

Occurred
Apr 2, 2025
Advisor changed firm
Aaron Timothy Winters left Osaic Wealth, Inc. for Wealthplan Partners (registered 2025-11-26)
Form ADVobserved 4 days ago