DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Aaron Timothy Winters
Certified Financial Planner
Feed of 09/14/2026
At current firm
0 y
since Nov 26, 2025
In the industry
17 y
since Oct 3, 2008 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Wealthplan Partners independent RIA currentsince Nov 26, 2025 · Omaha, Ne
- Osaic Wealth, Inc. BD affiliatedJun 14, 2024 to Apr 2, 2025 · Scottsdale, Az
- Securities America Advisors, Inc. formerJul 13, 2017 to Jun 14, 2024 · La Vista, Ne
- Raymond James Financial Services Advisors, Inc BD affiliatedJun 18, 2015 to Jul 13, 2017 · Omaha, Ne
- First National Capital Markets, Inc. formerMar 11, 2014 to Jun 18, 2015 · Omaha, Ne
- MML Investors Services, LLC BD affiliatedSep 23, 2013 to Mar 31, 2014 · Omaha, Ne
- Arbor Point Advisors formerNov 21, 2012 to Aug 13, 2013 · Lavista, Ne
- Securities America Advisors, Inc. formerOct 10, 2008 to Aug 13, 2013 · La Vista, Ne
Moves
a registration end followed by a registration begin elsewhere
- Osaic Wealth, Inc. to Wealthplan Partnersleft Apr 2, 2025, registered Nov 26, 2025 (238 days) · Affiliated broker-dealer or bank to independent RIA
- Securities America Advisors, Inc. to Osaic Wealth, Inc.left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
- Raymond James Financial Services Advisors, Inc to Securities America Advisors, Inc.left Jul 13, 2017, registered Jul 13, 2017 (0 days) · Other
- First National Capital Markets, Inc. to Raymond James Financial Services Advisors, Incleft Jun 18, 2015, registered Jun 18, 2015 (0 days) · Other · moved with a team
- MML Investors Services, LLC to First National Capital Markets, Inc.left Mar 31, 2014, registered Mar 11, 2014 (-20 days) · Other
- Arbor Point Advisors to MML Investors Services, LLCleft Aug 13, 2013, registered Sep 23, 2013 (41 days) · Other
- Securities America Advisors, Inc. to Arbor Point Advisorsleft Aug 13, 2013, registered Nov 21, 2012 (-265 days) · channel change inside one enterprise, not a move
Signals
- Aaron Timothy Winters left Osaic Wealth, Inc. for Wealthplan Partners (registered 2025-11-26)Apr 2, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address