DFX Intelligence

W•••••• L•••• N••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)34 years in industry

W•••••• L•••• N••••••

Advisor at M••••• S••••••

Alpharetta, GA | Atlanta, GA

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Search this name across graphsid dfx:ria:de95af95-b0a6-78e8-0c62-8ad4294744c3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 10, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jan 1, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Aug 21, 2013	n/a	yes	Alpharetta, GA\|Atlanta, GA	Current employment
S••••••• F•••••••• S•••••••• I•••	Former SEC adviser	Aug 1, 2007	Aug 19, 2013	no	ATLANTA, GA\|ATLANTA, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• A•••••••• I•••	S••••••• F•••••••• S•••••••• I•••	Aug 26, 2013	Aug 1, 2007	-2,217	Firm change after gap	Other
S••••••• F•••••••• S•••••••• I•••	M••••• S••••••	Aug 19, 2013	Aug 21, 2013

Relationships

Registered with (4)

→ M••••• S••••••Registered adviserregistration: current employment
Aug 21, 2013 to presentfactForm ADV
→ J••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 10, 2005 to Aug 26, 2013factForm ADV
→ S••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Aug 1, 2007 to Aug 19, 2013factForm ADV
→ G• F•••••••• A•••••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:de95af95-b0a6-78e8-0c62-8ad4294744c3
First observed: Mar 10, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.