RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• L•••• N••••••
- M••••• S•••••• wirehouse currentsince Aug 21, 2013 · Alpharetta, Ga
- S••••••• F•••••••• S•••••••• I••• formerAug 1, 2007 to Aug 19, 2013 · Atlanta, Ga
- J••• A•••••••• I••• formerMar 10, 2005 to Aug 26, 2013 · Atlanta, Ga
- G• F•••••••• A•••••••• I••• unclassifiedMar 10, 2005 to Dec 5, 2011 · Atlanta, Ga
- J••• A•••••••• I••• to S••••••• F•••••••• S•••••••• I•••left Aug 26, 2013, registered Aug 1, 2007 (-2217 days) · Other
- S••••••• F•••••••• S•••••••• I••• to M••••• S••••••left Aug 19, 2013, registered Aug 21, 2013 (2 days) · Other
- G• F•••••••• A•••••••• I••• to J••• A•••••••• I•••left Dec 5, 2011, registered Mar 10, 2005 (-2461 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address