RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• W• L•••••
- C•••••••• L•• other currentsince Sep 24, 2018 · Lake Mary, Fl
- T•• B•••••• G•••• unclassifiedJul 29, 2004 to Nov 16, 2009 · Orlando, Fl
- B•••••• C••••••• • A••••••••• I•• otherMar 6, 2000 to Jul 29, 2004 · Winter Park, Fl
- T•• B•••••• G•••• to C•••••••• L••left Nov 16, 2009, registered Sep 24, 2018 (3234 days) · Other
- B•••••• C••••••• • A••••••••• I•• to T•• B•••••• G••••left Jul 29, 2004, registered Jul 29, 2004 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address