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RIA / WealthAdvisor34 years in industry

MORGAN THOMAS GOUGH

Advisor at ARKENSTONE FINANCIAL, LLC

PASADENA, CA | Flower Mound, TX | MONUMENT, CO | FLOWER MOUND, TX

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Search this name across graphsid dfx:ria:dedd429e-37af-7d9c-34d5-d83b7805270c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jul 27, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ARKENSTONE FINANCIAL, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 24, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 2
Registered states: 2
Exams: S63
First exam: Jan 24, 1992
First registration: Jul 27, 2004
Dual registered: no
IAPD individual key: 2197548

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ARKENSTONE FINANCIAL, LLC	State registered	May 22, 2012	n/a	yes	MONUMENT, CO\|Flower Mound, TX	Current employment
STONEMARK WEALTH MANAGEMENT	Independent wealth	Sep 21, 2011	n/a	yes	FLOWER MOUND, TX\|PASADENA, CA	Current employment
ARKENSTONE FINANCIAL, LLC	State registered	Jan 20, 2012	Jan 24, 2012	no	LA QUINTA, CA	Previous registration
GIRARD SECURITIES, INC.	Former SEC adviser	May 17, 2011	Aug 17, 2011	no	PASADENA, CA	Previous registration
WESPAC ADVISORS, LLC	Other adviser	Sep 23, 2009	Jan 11, 2012	no	PASADENA, CA	Previous registration
HILLTOP SECURITIES INC.	Bd affiliated wealth	Dec 16, 2008	Jul 7, 2009	no	Sherman Oaks, CA	Previous registration
TOWER ASSET MANAGEMENT LLC	n/a	Jul 27, 2004	Jul 6, 2009	no	BEVERLY HILLS, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WESPAC ADVISORS, LLC	GIRARD SECURITIES, INC.	Jan 11, 2012	May 17, 2011	-239	Firm change after gap	Other
GIRARD SECURITIES, INC.	STONEMARK WEALTH MANAGEMENT	Aug 17, 2011	Sep 21, 2011	35	Firm change	Other
HILLTOP SECURITIES INC.	WESPAC ADVISORS, LLC	Jul 7, 2009	Sep 23, 2009	78	Firm change	Other
TOWER ASSET MANAGEMENT LLC	HILLTOP SECURITIES INC.	Jul 6, 2009	Dec 16, 2008	-202	Firm change after gap	Other

Relationships

Registered with (6)

→ ARKENSTONE FINANCIAL, LLCRegistered adviserregistration: previous registration
Jan 20, 2012 to Jan 24, 2012factForm ADV
→ STONEMARK WEALTH MANAGEMENTRegistered adviserregistration: current employment
Sep 21, 2011 to presentfactForm ADV
→ WESPAC ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 23, 2009 to Jan 11, 2012factForm ADV
→ GIRARD SECURITIES, INC.Registered adviserregistration: previous registration
May 17, 2011 to Aug 17, 2011factForm ADV
→ HILLTOP SECURITIES INC.Registered adviserregistration: previous registration
Dec 16, 2008 to Jul 7, 2009factForm ADV
→ TOWER ASSET MANAGEMENT LLCRegistered adviserregistration: previous registration
Jul 27, 2004 to Jul 6, 2009factForm ADV

Dated events

No dated event names this entity yet.