DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Morgan Thomas Gough
Feed of 09/15/2026
At current firm
14 y
since Sep 21, 2011
In the industry
34 y
since Jan 24, 1992 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
2
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Arkenstone Financial, LLC state registered currentsince May 22, 2012 · Monument, Co
- Stonemark Wealth Management independent RIA currentsince Sep 21, 2011 · Flower Mound, Tx
- Arkenstone Financial, LLC state registeredJan 20, 2012 to Jan 24, 2012 · La Quinta, Ca
- Girard Securities, Inc. formerMay 17, 2011 to Aug 17, 2011 · Pasadena, Ca
- Wespac Advisors, LLC otherSep 23, 2009 to Jan 11, 2012 · Pasadena, Ca
- Hilltop Securities Inc. BD affiliatedDec 16, 2008 to Jul 7, 2009 · Sherman Oaks, Ca
- Tower Asset Management LLC unclassifiedJul 27, 2004 to Jul 6, 2009 · Beverly Hills, Ca
Moves
a registration end followed by a registration begin elsewhere
- Wespac Advisors, LLC to Girard Securities, Inc.left Jan 11, 2012, registered May 17, 2011 (-239 days) · Other
- Girard Securities, Inc. to Stonemark Wealth Managementleft Aug 17, 2011, registered Sep 21, 2011 (35 days) · Other
- Hilltop Securities Inc. to Wespac Advisors, LLCleft Jul 7, 2009, registered Sep 23, 2009 (78 days) · Other
- Tower Asset Management LLC to Hilltop Securities Inc.left Jul 6, 2009, registered Dec 16, 2008 (-202 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address