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Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
FARMINGTON, UT | PLYMOUTH, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Jul 1, 2024 | n/a | yes | FARMINGTON, UT|PLYMOUTH, MN | Current employment |
| ROCK HOUSE FINANCIAL | Former SEC adviser | May 30, 2024 | Jul 3, 2024 | no | FARMINGTON, UT | Previous registration |
| EAGLE STRATEGIES LLC | Bd affiliated wealth | Aug 9, 2023 | May 3, 2024 | no | WELLSVILLE, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ROCK HOUSE FINANCIAL | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Jul 3, 2024 | Jul 1, 2024 | -2 | Firm change | RIA to RIA |
| EAGLE STRATEGIES LLC | ROCK HOUSE FINANCIAL | May 3, 2024 | May 30, 2024 | 27 | Firm change | Ibd to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 293909:116407:UT:2024-07-03 | Jul 3, 2024 | Jul 1, 2024 | FARMINGTON, UT | Firm change |