RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•• H•••• H••••
- W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated currentsince Jul 1, 2024 · Farmington, Ut
- R••• H•••• F•••••••• formerMay 30, 2024 to Jul 3, 2024 · Farmington, Ut
- E•••• S••••••••• L•• BD affiliatedAug 9, 2023 to May 3, 2024 · Wellsville, Ut
- R••• H•••• F•••••••• to W••••• E••••••••• A••••••• S•••••••• L••left Jul 3, 2024, registered Jul 1, 2024 (-2 days) · RIA to RIA · moved with a team
- E•••• S••••••••• L•• to R••• H•••• F••••••••left May 3, 2024, registered May 30, 2024 (27 days) · Affiliated broker-dealer or bank to independent RIA
- M•• H•••• H•••• left R••• H•••• F•••••••• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2024-07-01)Jul 3, 2024 · Advisor changed firm · fact
- M•• H•••• H•••• left E•••• S••••••••• L•• for R••• H•••• F•••••••• (registered 2024-05-30)May 3, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address