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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

Jason A Spatafora

Advisor at EDWARD JONES

Leesburg, FL | ST. LOUIS, MO

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Search this name across graphsid dfx:ria:defd743f-1d48-c193-8dc2-4497e9f066a9

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 5, 2017 to Sep 17, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EDWARD JONES
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 21
Exams: S66
First exam: Oct 4, 2017
First registration: Oct 5, 2017
Dual registered: yes, broker-dealer
Other names: Jason Anthony Spatafora|Jason Spatafora
IAPD individual key: 6768536

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EDWARD JONES	National bd RIA	Jan 4, 2022	n/a	yes	Leesburg, FL\|ST. LOUIS, MO	Current employment
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Oct 20, 2021	Jan 7, 2022	no	TAMPA, FL	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Aug 24, 2020	Nov 12, 2020	no	ORLANDO, FL	Previous registration
EDWARD JONES	National bd RIA	Oct 15, 2019	Apr 9, 2020	no	CLERMONT, FL\|Clermont, FL	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Nov 30, 2018	Sep 10, 2019	no	ORLANDO, FL	Previous registration
EDWARD JONES	National bd RIA	Oct 5, 2017	Nov 14, 2018	no	Emerald Isle, NC\|ST LOUIS, MO\|CLERMONT, FL\|EMERALD ISLE, NC\|JACKSONVILLE, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CUNA BROKERAGE SERVICES, INC.	EDWARD JONES	Jan 7, 2022	Jan 4, 2022	-3	Firm change	Ibd to ibd
PRUCO SECURITIES, LLC	CUNA BROKERAGE SERVICES, INC.	Nov 12, 2020	Oct 20, 2021	342	Firm change	Ibd to ibd
EDWARD JONES	PRUCO SECURITIES, LLC	Apr 9, 2020	Aug 24, 2020	137	Firm change	Ibd to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	EDWARD JONES	Sep 10, 2019	Oct 15, 2019	35	Firm change	Ibd to ibd
EDWARD JONES	AMERIPRISE FINANCIAL SERVICES, LLC	Nov 14, 2018	Nov 30, 2018	16	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ EDWARD JONESRegistered adviserregistration: previous registration
Oct 15, 2019 to Apr 9, 2020factForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Oct 20, 2021 to Jan 7, 2022factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Aug 24, 2020 to Nov 12, 2020factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Nov 30, 2018 to Sep 10, 2019factForm ADV

Dated events

Occurred
Jan 7, 2022
Advisor changed firm
Jason A Spatafora left Cuna Brokerage Services, Inc. for Edward Jones (registered 2022-01-04)
Form ADVobserved 6 days ago