DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• A• S••••••••

E••••• J••••national BDLeesburg, Fl dual registrantIAPD 6768536

Feed of 09/17/2026

Also filed as J•••• Anthony S••••••••

At current firm

4 y

since Jan 4, 2022

In the industry

10 y

since Dec 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E••••• J•••• national BD current
since Jan 4, 2022 · Leesburg, Fl
C••• B•••••••• S•••••••• I••• former
Oct 20, 2021 to Jan 7, 2022 · Tampa, Fl
P•••• S••••••••• L•• no RAUM
Aug 24, 2020 to Nov 12, 2020 · Orlando, Fl
E••••• J•••• national BD
Oct 15, 2019 to Apr 9, 2020 · Clermont, Fl
A••••••••• F•••••••• S•••••••• L•• national BD
Nov 30, 2018 to Sep 10, 2019 · Orlando, Fl
E••••• J•••• national BD
Oct 5, 2017 to Nov 14, 2018 · Emerald Isle, Nc

Moves

a registration end followed by a registration begin elsewhere

C••• B•••••••• S•••••••• I••• to E••••• J••••
left Jan 7, 2022, registered Jan 4, 2022 (-3 days) · Affiliated broker-dealer or bank to another
P•••• S••••••••• L•• to C••• B•••••••• S•••••••• I•••
left Nov 12, 2020, registered Oct 20, 2021 (342 days) · Affiliated broker-dealer or bank to another
E••••• J•••• to P•••• S••••••••• L••
left Apr 9, 2020, registered Aug 24, 2020 (137 days) · Affiliated broker-dealer or bank to another
A••••••••• F•••••••• S•••••••• L•• to E••••• J••••
left Sep 10, 2019, registered Oct 15, 2019 (35 days) · Affiliated broker-dealer or bank to another
E••••• J•••• to A••••••••• F•••••••• S•••••••• L••
left Nov 14, 2018, registered Nov 30, 2018 (16 days) · Affiliated broker-dealer or bank to another

Signals

J•••• A• S•••••••• left C••• B•••••••• S•••••••• I••• for E••••• J•••• (registered 2022-01-04)
Jan 7, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address