DFX Intelligence
Reading the graph
Reading the graph
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Advisor at Z•••• I••••••••• M••••••••• I•••
CHICAGO, IL | St. Louis, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Z•••• I••••••••• M••••••••• I••• | Mixed wealth | Nov 28, 2025 | n/a | yes | CHICAGO, IL|St. Louis, MO | Current employment |
| E•••••• A••••••• G••••• L•• | Bd affiliated wealth | Sep 30, 2024 | Nov 19, 2025 | no | Neptune, NJ|Neptune, NJ|GREENWOOD VILLAGE, CO |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| E•••••• A••••••• G••••• L•• | Z•••• I••••••••• M••••••••• I••• | Nov 19, 2025 | Nov 28, 2025 | 9 | Firm change | Ibd to RIA |
| F••••• I••••••••• | E•••••• A••••••• G••••• L•• | Apr 25, 2024 | Sep 30, 2024 |
| F••••• I••••••••• | Independent wealth | Oct 15, 2019 | Apr 25, 2024 | no | PLANO, TX|PLANO, TX|DALLAS, TX | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Jan 24, 2014 | Oct 16, 2019 | no | MOUNT LAUREL, NJ|PENNINGTON, NJ|CHICAGO, IL | Previous registration |
| 158 |
| Firm change |
| RIA to ibd |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | F••••• I••••••••• | Oct 16, 2019 | Oct 15, 2019 | -1 | Firm change | Wirehouse to RIA |