This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

J.P. MORGAN SECURITIES LLC

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 18, 1997earliest registration or exam on IAPD

Years in industry

28derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S66|S63|S65

First exam

Dec 18, 1997

First registration

Aug 15, 2022

Dual registered

yes, broker-dealer

Other names

JIM BREAUX|JAMES GABRIEL BREAUX|JIMMY BREAUX|JAMES GABRIEL BREAUX

IAPD individual key

2894394

• Occurred

  Jun 12, 2023
  Advisor changed firm

  James G Breaux left Lcp Institutional, Llc for J.P. Morgan Securities Llc (registered 2023-06-27)

  Form ADVobserved 4 days ago
• Occurred

  Apr 18, 2023
  Advisor changed firm

  James G Breaux left Cardea Capital Group, Inc. for Lcp Institutional, Llc (registered 2023-03-16)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:df3637b6-75b7-8fc4-fd16-37d62efdcacb

First observed

Aug 15, 2022

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.