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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

CARDEA CAPITAL GROUP, INC.

CRD 311932

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8abd308f-788e-b80b-eb55-4b86aeea1d40

Data as of Mar 30, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 16
On other graphs: 0
Observed: Nov 26, 2020 to Mar 30, 2024
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $22.4MItem 5.F on the latest filing (2024-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $21.1M
Private client RAUM: $22.4MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees: 2
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 28
Individual clients: 2
High net worth clients: 16
SEC number: 801-120046
CRD: 311932
Filings on the tape: 21
First filed: Nov 26, 2020
Latest filed: Mar 30, 2024
Organised: Corporation, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BORCHARDT, KENDALL, SAVAGE	CHIEF EXECUTIVE OFFICER	Na	yes	02/2023	Mar 8, 2021	Mar 30, 2024
CARDEA CORPORATE HOLDINGS, INC.	Shareholder	E	yes	10/2021	Feb 17, 2022	Mar 30, 2024
CARDEA HOLDINGS USA LLC	Shareholder	E	yes	10/2021	Feb 17, 2022	Mar 30, 2024
JACKSON, KENNETH, R	CHIEF OPERATING OFFICER	Na	yes	09/2022	Jan 13, 2023	Mar 30, 2024
PHILP, STEPHEN, DAIN	Cco	Na	yes	02/2023	Feb 28, 2023	Mar 30, 2024
Raez, Alfredo	CHIEF FINANCIAL OFFICER	Na	yes	11/2020	Mar 8, 2021	Mar 30, 2024
WARING, JORDAN, WHITNEY	Shareholder	D	yes	04/2021	Nov 26, 2020	Mar 30, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CARDEA CAPITAL ADVISORS, LLC	n/a	Independent wealth	$124M	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
CORAL GABLES	FL	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 30, 2024	$22.4M	$21.1M	2	2	1	n/a	n/a
2022	Mar 29, 2023	$2.6B	$102M	5	4	1	n/a	n/a
2021	Mar 30, 2022	$3.3B	$131M	5	4	0	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$22.4M	$2.6B	-99.1%	n/a	n/a	2	5	1	1

Relationships

Affiliated with (1)

→ CARDEA CAPITAL ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (7)

← WARING, JORDAN, WHITNEYOwnerSHAREHOLDER, ownership code D, individual
Nov 26, 2020 to presentfactForm ADV
← BORCHARDT, KENDALL, SAVAGEOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Mar 8, 2021 to presentfactForm ADV
← JACKSON, KENNETH, ROwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Jan 13, 2023 to presentfactForm ADV
← PHILP, STEPHEN, DAINOwnerCCO, ownership code NA, individual
Feb 28, 2023 to presentfactForm ADV
← Raez, AlfredoOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 8, 2021 to presentfactForm ADV
← CARDEA CORPORATE HOLDINGS, INC.OwnerSHAREHOLDER, ownership code E, domestic entity
Feb 17, 2022 to presentfactForm ADV
← CARDEA HOLDINGS USA LLCOwnerSHAREHOLDER, ownership code E, domestic entity
Feb 17, 2022 to presentfactForm ADV

Registered with (5)

← KENDALL SAVAGE BORCHARDTAdvisorregistration: previous registration
Jan 20, 2021 to Jun 20, 2024factForm ADV
← CRISTINA CLARIBEL ACOSTAAdvisorregistration: previous registration
Aug 4, 2022 to Apr 24, 2024factForm ADV
← CAROLYN LAROCCOAdvisorregistration: previous registration
May 10, 2021 to May 3, 2023factForm ADV
← James G BreauxAdvisorregistration: previous registration
Aug 15, 2022 to Apr 18, 2023factForm ADV
← TOMIKA MONIQUE BOUDREAUXAdvisorregistration: previous registration
May 27, 2021 to Oct 20, 2021factForm ADV

Dated events

Occurred
Jun 20, 2024
Advisor departed, no destination yet
Kendall Savage Borchardt no longer registered at Cardea Capital Group, Inc.; no later IA registration on IAPD
Form ADVobserved 4 days ago
Occurred
Apr 24, 2024
Advisor changed firm
Cristina Claribel Acosta left Cardea Capital Group, Inc. for Bolton Global Asset Management (registered 2026-01-05)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2024
Regulatory AUM changed
Cardea Capital Group, Inc. reported RAUM $22.4M, down 99% from $2.6B (2023-03-29 to 2024-03-30)
Form ADVobserved 4 days ago
$-2.6B
Occurred
Apr 18, 2023
Advisor changed firm
James G Breaux left Cardea Capital Group, Inc. for Lcp Institutional, Llc (registered 2023-03-16)
Form ADVobserved 4 days ago
Occurred
Feb 28, 2023
Control person left
Carolyn Larocco (Chief Executive Officer) no longer on Schedule A of Cardea Capital Group, Inc. (listed 2023-01-13, absent 2023-02-28)
Form ADVobserved 4 days ago
Occurred
Feb 28, 2023
Control person left
Scott Jonathan Hurd (Chief Compliance Officer) no longer on Schedule A of Cardea Capital Group, Inc. (listed 2023-01-13, absent 2023-02-28)
Form ADVobserved 4 days ago
Occurred
Feb 28, 2023
Control person joined
Dain Stephen Philp (Cco) appeared on Schedule A of Cardea Capital Group, Inc.
Form ADVobserved 4 days ago
Occurred
Jan 13, 2023
Control person joined
R Kenneth Jackson (Chief Operating Officer) appeared on Schedule A of Cardea Capital Group, Inc.
Form ADVobserved 4 days ago
Occurred
Oct 1, 2021
Control person left
B Tomika King (Chief Operating Officer | Chief Compliance Officer) no longer on Schedule A of Cardea Capital Group, Inc. (listed 2021-06-24, absent 2021-10-01)
Form ADVobserved 4 days ago
Occurred
Oct 1, 2021
Control person joined
Scott Jonathan Hurd (Chief Compliance Officer) appeared on Schedule A of Cardea Capital Group, Inc.
Form ADVobserved 4 days ago
Occurred
May 26, 2021
Control person joined
B Tomika King (Chief Operating Officer | Chief Compliance Officer) appeared on Schedule A of Cardea Capital Group, Inc.
Form ADVobserved 4 days ago
Occurred
May 26, 2021
Control person left
Bryan Charles Wood (Cco) no longer on Schedule A of Cardea Capital Group, Inc. (listed 2021-03-26, absent 2021-05-26)
Form ADVobserved 4 days ago
Occurred
Mar 8, 2021
Control person joined
Savage Kendall Borchardt (Secretary) appeared on Schedule A of Cardea Capital Group, Inc.
Form ADVobserved 4 days ago
Occurred
Mar 8, 2021
Control person joined
Carolyn Larocco (Chief Executive Officer) appeared on Schedule A of Cardea Capital Group, Inc.
Form ADVobserved 4 days ago
Occurred
Mar 8, 2021
Control person joined
Alfredo Raez (Chief Financial Officer) appeared on Schedule A of Cardea Capital Group, Inc.
Form ADVobserved 4 days ago
Occurred
Nov 26, 2020
First Form ADV filing
Cardea Capital Group, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8abd308f-788e-b80b-eb55-4b86aeea1d40
First observed: Nov 26, 2020
Last observed: Mar 30, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CARDEA CAPITAL GROUP, INC.

CRD 311932

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8abd308f-788e-b80b-eb55-4b86aeea1d40

Data as of Mar 30, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:25 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BORCHARDT, KENDALL, SAVAGE

CHIEF EXECUTIVE OFFICER

yes

02/2023

Mar 8, 2021

Mar 30, 2024

CARDEA CORPORATE HOLDINGS, INC.

Shareholder

yes

10/2021

Feb 17, 2022

Mar 30, 2024

CARDEA HOLDINGS USA LLC

Shareholder

yes

10/2021

Feb 17, 2022

Mar 30, 2024

JACKSON, KENNETH, R

CHIEF OPERATING OFFICER

yes

09/2022

Jan 13, 2023

Mar 30, 2024

PHILP, STEPHEN, DAIN

Cco

yes

02/2023

Feb 28, 2023

Mar 30, 2024

Raez, Alfredo

CHIEF FINANCIAL OFFICER

yes

11/2020

Mar 8, 2021

Mar 30, 2024

WARING, JORDAN, WHITNEY

Shareholder

yes

04/2021

Nov 26, 2020

Mar 30, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CARDEA CAPITAL ADVISORS, LLC

n/a

Independent wealth

$124M

yes

n/a

City

State

Country

Employees

Also broker-dealer

CORAL GABLES

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 30, 2024

$22.4M

$21.1M

n/a

2022

Mar 29, 2023

$2.6B

$102M

n/a

2021

Mar 30, 2022

$3.3B

$131M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$22.4M

$2.6B

-99.1%

n/a