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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

LCP INSTITUTIONAL, LLC

CRD 325133

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e35494bf-e4ba-2646-e514-e956084a0c7e

Data as of Mar 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 6
On other graphs: 0
Observed: Jan 26, 2023 to Mar 19, 2026
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.56 fund_share=0.0 institutional_share=0.44 related_bd=false related_bank=false bd_reps=1.0
Regulatory AUM: $3.2BItem 5.F on the latest filing (2026-03-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.4B
Private client RAUM: $1.8BderivedItem 5.D individuals plus high net worth individuals
Private client share: 56%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $794Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 395
Individual clients: 69
High net worth clients: 50
SEC number: 801-127386
CRD: 325133
Filings on the tape: 16
First filed: Jan 26, 2023
Latest filed: Mar 19, 2026
Organised: Limited Liability Company, GA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	In industry	Prior firms	Dual registered
CHARLES RICHARD AMBROSELLI	Certified Financial Planner	ATLANTA, GA \| Alpharetta, GA	19	7	no
CAROLYN LAROCCO	Certified Financial Planner	ATLANTA, GA	32	6	no
Christopher Shawn Wilson	n/a	ATLANTA, GA	26	5	no
ZACHARY LANE SAMPLES	Certified Financial Planner	ATLANTA, GA	11	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LAROCCO, CAROLYN	CHIEF EXECUTIVE OFFICER	E	yes	01/2023	Mar 19, 2026	Mar 19, 2026
LOWE, JACQUELINE, BOURKE	CHIEF OPERATING OFFICER	Na	yes	07/2025	Mar 19, 2026	Mar 19, 2026
Smith, Deborah, Yvette	CHIEF FINANCIAL OFFICER	Na	yes	03/2023	Mar 19, 2026	Mar 19, 2026
HURD, JONATHAN, SCOTT	CHIEF COMPLIANCE OFFICER	Na	no	03/2023	Mar 19, 2026	Mar 19, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 3 of 4

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 19, 2026	$3.2B	$1.4B	8	4	n/a	n/a
2024	Apr 15, 2025	$2.0B	$272M	7	3	n/a	n/a
2023	Mar 21, 2024	$1.8B	$218M	6	5	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
3	0	3	0.0%	0	0	0	3	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.2B	$2.0B	57.5%	n/a	n/a	8	7	0	0

Relationships

Registered with (6)

← ZACHARY LANE SAMPLESAdvisorregistration: current employment
May 27, 2026 to presentfactForm ADV
← Christopher Shawn WilsonAdvisorregistration: current employment
Mar 3, 2026 to presentfactForm ADV
← CAROLYN LAROCCOAdvisorregistration: previous registration
Apr 6, 2023 to Dec 31, 2025factForm ADV
← CHARLES RICHARD AMBROSELLIAdvisorregistration: previous registration
Dec 22, 2025 to Dec 31, 2025factForm ADV
← Zachery James MeynardAdvisorregistration: previous registration
Jan 19, 2024 to Nov 4, 2024factForm ADV
← James G BreauxAdvisorregistration: previous registration
Mar 16, 2023 to Jun 12, 2023factForm ADV

Controls (2)

← LAROCCO, CAROLYNOwnerCHIEF EXECUTIVE OFFICER, ownership code E, individual
Jan 26, 2023 to Nov 4, 2024factForm ADV
← Smith, Deborah, YvetteOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 6, 2023 to Nov 4, 2024factForm ADV

Owns (1)

← HURD, JONATHAN, SCOTTOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 26, 2023 to Nov 4, 2024factForm ADV

Dated events

Occurred
Mar 19, 2026
Regulatory AUM changed
Lcp Institutional, Llc reported RAUM $3.2B, up 57% from $2.0B (2026-02-13 to 2026-03-19)
Form ADVobserved 4 days ago
$1.2B
Occurred
Nov 4, 2024
Advisor changed firm
Zachery James Meynard left Lcp Institutional, Llc for J.P. Morgan Securities Llc (registered 2024-11-20)
Form ADVobserved 4 days ago
Occurred
Jun 12, 2023
Advisor changed firm
James G Breaux left Lcp Institutional, Llc for J.P. Morgan Securities Llc (registered 2023-06-27)
Form ADVobserved 4 days ago
Occurred
Mar 6, 2023
Control person joined
Yvette Deborah Smith (Chief Financial Officer) appeared on Schedule A of Lcp Institutional, Llc
Form ADVobserved 4 days ago
Occurred
Feb 8, 2023
Control person left
R Kenneth Jackson (Chief Operating Officer) no longer on Schedule A of Lcp Institutional, Llc (listed 2023-01-26, absent 2023-02-08)
Form ADVobserved 4 days ago
Occurred
Jan 26, 2023
First Form ADV filing
Lcp Institutional, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e35494bf-e4ba-2646-e514-e956084a0c7e
First observed: Jan 26, 2023
Last observed: Mar 19, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LCP INSTITUTIONAL, LLC

CRD 325133

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e35494bf-e4ba-2646-e514-e956084a0c7e

Data as of Mar 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:09 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

CHARLES RICHARD AMBROSELLI

Certified Financial Planner

ATLANTA, GA | Alpharetta, GA

CAROLYN LAROCCO

Certified Financial Planner

ATLANTA, GA

Christopher Shawn Wilson

n/a

ATLANTA, GA

ZACHARY LANE SAMPLES

Certified Financial Planner

ATLANTA, GA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LAROCCO, CAROLYN

CHIEF EXECUTIVE OFFICER

yes

01/2023

Mar 19, 2026

LOWE, JACQUELINE, BOURKE

CHIEF OPERATING OFFICER

yes

07/2025

Mar 19, 2026

Smith, Deborah, Yvette

CHIEF FINANCIAL OFFICER

yes

03/2023

Mar 19, 2026

HURD, JONATHAN, SCOTT

CHIEF COMPLIANCE OFFICER

03/2023

Mar 19, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 19, 2026

$3.2B

$1.4B

n/a

2024

Apr 15, 2025

$2.0B

$272M

n/a

2023

Mar 21, 2024

$1.8B

$218M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$3.2B

$2.0B

57.5%

n/a