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Advisor at LEELYN SMITH, LLC
GENEVA, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LEELYN SMITH, LLC | Independent wealth | Apr 7, 2021 | n/a | yes | GENEVA, IL | Current employment |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Oct 23, 2017 | Nov 29, 2017 | no | GENEVA, IL | Previous registration |
| HIGHPOINT ADVISOR GROUP, LLC | Former SEC adviser | Nov 21, 2014 | Oct 17, 2016 | no | DOWNERS GROVE, IL | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 1, 2008 | Aug 26, 2013 | no | DOWNERS GROVE, IL|LISLE, IL | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Oct 8, 2007 | Feb 6, 2008 | no | WARRENVILLE, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | LEELYN SMITH, LLC | Nov 29, 2017 | Apr 7, 2021 | 1,225 | Firm change after gap | Other |
| HIGHPOINT ADVISOR GROUP, LLC | NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Oct 17, 2016 | Oct 23, 2017 | 371 | Firm change | Other |
| LPL FINANCIAL LLC | HIGHPOINT ADVISOR GROUP, LLC | Aug 26, 2013 | Nov 21, 2014 | 452 | Firm change after gap | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | LPL FINANCIAL LLC | Feb 6, 2008 | Jul 1, 2008 | 146 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 29604:110517:IL:2017-11-29 | Nov 29, 2017 | Apr 7, 2021 | GENEVA, IL | Firm change after gap |